AMP insider buying and SEC filings, explained
Ameriprise Financial Inc. · CIK 820027
Tracked: Forms 3/4/5, 8-K, NT · All filings on sec.gov
Insider activity in the last 12 months
Bought
$0
Insiders who bought
0
Sold (not marked 10b5-1)
$41.8M
Planned sales (10b5-1)
$0
Insider purchases and sales, last 12 months
| Traded | Type | What was filed | Source |
|---|---|---|---|
| Aug 10, 2026 | Sale | Dawn M. Brockman (SVP and Controller) sold 472 shares at $558.93 ($264K). Holdings down 40% to 713 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Aug 12, 2026 |
| Jul 27, 2026 | Sale | William Jerryl Williams (Pres, Wealth Mgmt Advisor Grp) sold 7,894 shares at about $537.08 ($4.2M). Holdings down 42% to 10,882 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Jul 29, 2026 |
| May 14, 2026 | Sale | Gerard P. Smyth (EVP & Hd. of Tech. & Serv. Del) sold 6,255 shares at about $472.52 ($3.0M). Holdings down 51% to 6,103 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed May 18, 2026 |
| May 8, 2026 | Sale | Robert Francis Sharpe JR (Director) sold 1,200 shares indirectly (by trust) at $465.83 ($559K). Holdings by trust down 16% to 6,300 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed May 12, 2026 |
| Feb 10, 2026 | Sale | William F. Truscott (CEO) sold 5,000 shares indirectly (by entity) at about $532.08 ($2.7M). Holdings by entity down 29% to 12,149 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Feb 12, 2026 |
| Feb 5, 2026 | Sale | Walter Stanley Berman (CFO) sold 7,000 shares at about $544.22 ($3.8M). Holdings down 56% to 5,609 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Feb 9, 2026 |
| Feb 4, 2026 | Sale | James M. Cracchiolo (CEO and Director) sold 48,813 shares at about $544.96 ($26.6M). Holdings down 31% to 107,633 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Feb 6, 2026 |
| Nov 21, 2025 | Sale | Robert Francis Sharpe JR (Director) sold 1,500 shares indirectly (by trust) at $450.95 ($676K). Holdings by trust down 17% to 7,500 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Nov 25, 2025 |
56 routine transactions (such as grants, option exercises or tax withholding) are not listed.
Cluster buys
No cluster buys in the last 12 months.
Red flags
No red flags in the last 12 months.
Key events
No key events in the last 12 months.
8-K filings, last 12 months
No 8-K filings in the last 12 months.
Red flags are objective triggers only: the item or form filed, never an opinion.
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