Insider Ledger

ASG insider buying and SEC filings, explained

Liberty All Star Growth Fund Inc. · CIK 786035

Tracked: Forms 3/4/5, 8-K, NT · All filings on sec.gov

Insider activity in the last 12 months

Bought
$21K
Insiders who bought
1
Sold (not marked 10b5-1)
$0
Planned sales (10b5-1)
$0

Insider purchases and sales, last 12 months

TradedTypeWhat was filedSource
Jun 2–3, 2026Purchase (code P)Mark T. Haley (President / COO) bought 1,950 shares between Jun 2 and Jun 3 at about $5.35 ($10K), reported as a purchase (code P). Holdings up 1% to 154,322 shares. Not marked as a 10b5-1 plan trade.SEC filing
Filed Jun 3, 2026
May 8, 2026Purchase (code P)Robert Milas (Access Person of the Fund) bought 1,900 shares at $5.26 ($10K), reported as a purchase (code P). Holdings up 39% to 6,826 shares. Not marked as a 10b5-1 plan trade.SEC filing
Filed May 8, 2026
Feb 6, 2026Purchase (code P)Erich Rettinger (Treasurer) bought 250 shares at $5.12 ($1K), reported as a purchase (code P). New position of 250 shares. Not marked as a 10b5-1 plan trade.SEC filing
Filed Feb 6, 2026
Dec 30, 2025Purchase (code P)Mark T. Haley (President / COO) bought 2,000 shares at $5.35 ($11K), reported as a purchase (code P). Holdings up 1% to 142,642 shares. Not marked as a 10b5-1 plan trade.SEC filing
Filed Dec 30, 2025
Nov 21, 2025Purchase (code P)Sareena Khwaja-Dixon (Assistant Secretary) bought 500 shares at $5.06 ($3K), reported as a purchase (code P). New position of 500 shares. Not marked as a 10b5-1 plan trade.SEC filing
Filed Nov 21, 2025

Cluster buys

No cluster buys in the last 12 months.

Red flags

No red flags in the last 12 months.

Key events

No key events in the last 12 months.

8-K filings, last 12 months

No 8-K filings in the last 12 months.

Red flags are objective triggers only: the item or form filed, never an opinion.

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