ASPE insider buying and SEC filings, explained
Aspen Neuroscience, Inc. · CIK 2124080
Tracked: Forms 3/4/5, 8-K, NT · All filings on sec.gov
Company profile
- Exchanges
- Nasdaq
- Industry (SIC)
- Pharmaceutical Preparations
- State of incorporation
- DE
- Fiscal year end
- Dec 31
Insider activity in the last 12 months
Bought
$38.0M
Insiders who bought
2
Sold (not marked 10b5-1)
$0
Planned sales (10b5-1)
$0
Insider purchases and sales, last 12 months
| Traded | Type | What was filed | Source |
|---|---|---|---|
| Nov 2, 2026 | Purchase (code P) | Keith Crandell (10% owner) bought 1,333,333 shares directly and indirectly at $15.00 ($20.0M), reported as a purchase (code P). New position of 66,667 shares. Not marked as a 10b5-1 plan trade. Filed jointly with 8 other reporting owners. | SEC filing Filed Nov 2, 2026, 9:50 PM ET |
| Nov 2, 2026 | Purchase (code P) | Paul L. Berns (10% owner) bought 1,200,000 shares at $15.00 ($18.0M), reported as a purchase (code P). New position of 1,200,000 shares. Not marked as a 10b5-1 plan trade. Filed jointly with 3 other reporting owners. | SEC filing Filed Nov 2, 2026, 9:46 PM ET |
3 routine transactions (such as grants, option exercises or tax withholding) are not listed.
Cluster buys
2 insiders bought in 30 days
$38.0M in purchases since Nov 2, 2026 · Purchases traded Nov 2, 2026 to Nov 2, 2026 · Active
| Insider | Value | Traded | Source |
|---|---|---|---|
| Paul L. Berns (10% owner) | $18.0M | Nov 2, 2026 | SEC filing |
| Keith Crandell (10% owner) | $20.0M | Nov 2, 2026 | SEC filing |
Red flags
No red flags in the last 12 months.
Key events
No key events in the last 12 months.
8-K filings, last 12 months
| Filed | Items | Tag | Source |
|---|---|---|---|
| Nov 2, 2026, 4:49 PM ET 8-K | Bylaws or fiscal-year change (Item 5.03) Other event (Item 8.01) | SEC filing |
Red flags are objective triggers only: the item or form filed, never an opinion.
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