Insider Ledger

AVPT insider buying and SEC filings, explained

AvePoint, Inc. · CIK 1777921

Tracked: Forms 3/4/5, 8-K, NT · All filings on sec.gov

Insider activity in the last 12 months

Bought
$0
Insiders who bought
0
Sold (not marked 10b5-1)
$0
Planned sales (10b5-1)
$6.5M

Insider purchases and sales, last 12 months

TradedTypeWhat was filedSource
Oct 23, 2026Planned (10b5-1)Brian Michael Brown (Chief Legal Officer and Director) sold 35,000 shares indirectly (by trust) at $16.42 ($575K), marked as a 10b5-1 plan trade. Holdings by trust down 13% to 224,604 shares.SEC filing
Filed Oct 26, 2026, 5:30 PM ET
Oct 16–20, 2026Planned (10b5-1)Brian Michael Brown (Chief Legal Officer and Director) sold 76,106 shares indirectly (by trust) between Oct 16 and Oct 20 at about $15.26 ($1.2M), marked as a 10b5-1 plan trade. Holdings by trust down 23% to 259,604 shares.SEC filing
Filed Oct 20, 2026, 6:45 PM ET
Oct 6, 2026Planned (10b5-1)Brian Michael Brown (Chief Legal Officer and Director) sold 28,894 shares indirectly (by trust) at $15.15 ($438K), marked as a 10b5-1 plan trade. Holdings by trust down 8% to 335,710 shares.SEC filing
Filed Oct 8, 2026, 4:56 PM ET
Sep 30, 2026Planned (10b5-1)Brian Michael Brown (Chief Legal Officer and Director) sold 10,000 shares indirectly (by trust) at $14.11 ($141K), marked as a 10b5-1 plan trade. Holdings by trust down 3% to 364,604 shares.SEC filing
Filed Oct 2, 2026, 6:11 PM ET
Sep 23, 2026Planned (10b5-1)Brian Michael Brown (Chief Legal Officer and Director) sold 10,000 shares indirectly (by trust) at $13.07 ($131K), marked as a 10b5-1 plan trade. Holdings by trust down 3% to 374,604 shares.SEC filing
Filed Sep 25, 2026
Aug 27, 2026Planned (10b5-1)Brian Michael Brown (Chief Legal Officer and Director) sold 60,000 shares indirectly (by trust) at $14.20 ($852K), marked as a 10b5-1 plan trade. Holdings by trust down 13% to 384,604 shares.SEC filing
Filed Aug 28, 2026
Aug 24, 2026Planned (10b5-1)Brian Michael Brown (Chief Legal Officer and Director) sold 10,000 shares indirectly (by trust) at $13.30 ($133K), marked as a 10b5-1 plan trade. Holdings by trust down 2% to 444,604 shares.SEC filing
Filed Aug 26, 2026
Jul 28–29, 2026Planned (10b5-1)Brian Michael Brown (Chief Legal Officer and Director) sold 10,000 shares between Jul 28 and Jul 29 at about $13.07 ($131K), marked as a 10b5-1 plan trade. Holdings down 1% to 809,664 shares.SEC filing
Filed Jul 30, 2026
Jul 14–15, 2026Planned (10b5-1)Brian Michael Brown (Chief Legal Officer and Director) sold 40,000 shares between Jul 14 and Jul 15 at about $13.14 ($526K), marked as a 10b5-1 plan trade. Holdings down 5% to 819,664 shares.SEC filing
Filed Jul 16, 2026
Jan 12–13, 2026Planned (10b5-1)Xunkai Gong (Chair and Director) sold 60,000 shares indirectly (by trust) between Jan 12 and Jan 13 at about $13.53 ($812K), marked as a 10b5-1 plan trade. Holdings by trust down <1% to 14,920,668 shares.SEC filing
Filed Jan 14, 2026
Dec 8–9, 2025Planned (10b5-1)Xunkai Gong (Chair and Director) sold 60,000 shares indirectly (by trust) between Dec 8, 2025 and Dec 9, 2025 at about $13.45 ($807K), marked as a 10b5-1 plan trade. Holdings by trust down <1% to 14,980,668 shares.SEC filing
Filed Dec 10, 2025
Nov 3–4, 2025Planned (10b5-1)Xunkai Gong (Chair and Director) sold 60,000 shares indirectly (by trust) between Nov 3, 2025 and Nov 4, 2025 at about $13.91 ($835K), marked as a 10b5-1 plan trade. Holdings by trust down <1% to 15,040,668 shares.SEC filing
Filed Nov 5, 2025

52 routine transactions (such as grants, option exercises or tax withholding) are not listed.

Cluster buys

No cluster buys in the last 12 months.

Red flags

No red flags in the last 12 months.

Key events

No key events in the last 12 months.

8-K filings, last 12 months

No 8-K filings in the last 12 months.

Red flags are objective triggers only: the item or form filed, never an opinion.

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