Insider Ledger

AWR insider buying and SEC filings, explained

American States Water Co. · CIK 1056903

Tracked: Forms 3/4/5, 8-K, NT · All filings on sec.gov

Company profile

Exchanges
NYSE
Industry (SIC)
Water Supply
State of incorporation
CA
Fiscal year end
Dec 31

Insider activity in the last 12 months

Bought
$70K
Insiders who bought
1
Sold (not marked 10b5-1)
$318K
Planned sales (10b5-1)
$0

Insider purchases and sales, last 12 months

TradedTypeWhat was filedSource
Sep 4, 2026SaleDiana M. Bonta (Director) sold 546 shares at about $88.80 ($48K). Holdings down 3% to 16,612 shares. Not marked as a 10b5-1 plan trade.SEC filing
Filed Sep 9, 2026
Aug 19, 2026SaleAnne M. Holloway (Director) sold 900 shares at $88.86 ($80K). Holdings down 2% to 38,518 shares. Not marked as a 10b5-1 plan trade.SEC filing
Filed Aug 20, 2026
May 20, 2026SaleAnne M. Holloway (Director) sold 662 shares at about $75.58 ($50K). Holdings down 2% to 39,418 shares. Not marked as a 10b5-1 plan trade.SEC filing
Filed May 21, 2026
Nov 14, 2025–May 19, 2026Purchase (code P)Anne M. Holloway (Director) bought 935 shares between Nov 14, 2025 and May 19 at about $75.37 ($70K), reported as a purchase (code P). Holdings up 2% to 40,080 shares. Not marked as a 10b5-1 plan trade.SEC filing
Filed May 19, 2026
May 15, 2026SalePaul J Rowley (SVP of Operations) sold 1,304 shares at $76.05 ($99K). Holdings down 17% to 6,520 shares. Not marked as a 10b5-1 plan trade.SEC filing
Filed May 15, 2026
Nov 11, 2025SaleAnne M. Holloway (Director) sold 528 shares at $75.90 ($40K). Holdings down 1% to 39,145 shares. Not marked as a 10b5-1 plan trade.SEC filing
Filed Nov 12, 2025

29 routine transactions (such as grants, option exercises or tax withholding) are not listed.

Cluster buys

No cluster buys in the last 12 months.

Red flags

No red flags in the last 12 months.

Key events

No key events in the last 12 months.

8-K filings, last 12 months

No 8-K filings in the last 12 months.

Red flags are objective triggers only: the item or form filed, never an opinion.

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