AX insider buying and SEC filings, explained
Axos Financial, Inc. · CIK 1299709
Tracked: Forms 3/4/5, 8-K, NT · All filings on sec.gov
Company profile
- Exchanges
- NYSE
- Industry (SIC)
- Savings Institution, Federally Chartered
- State of incorporation
- DE
- Fiscal year end
- Jun 30
- Former names
- BofI Holding, Inc.
Insider activity in the last 12 months
Bought
$0
Insiders who bought
0
Sold (not marked 10b5-1)
$7.2M
Planned sales (10b5-1)
$0
Insider purchases and sales, last 12 months
| Traded | Type | What was filed | Source |
|---|---|---|---|
| Feb 17, 2026 | Sale Amended filing | Mosich Nick (Director) sold 1,275 shares at $98.00 ($125K). Holdings down 2% to 64,849 shares. Not marked as a 10b5-1 plan trade. This amends a filing from Feb 19. | SEC filing Filed Sep 16, 2026 |
| Aug 5, 2026 | Sale | Roque A Santi (Director) sold 500 shares at $105.30 ($53K). Holdings down 7% to 7,146 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Aug 7, 2026 |
| Jun 8, 2026 | Sale | Thomas M Constantine (EVP, Chief Credit Officer) sold 1,994 shares at about $88.55 ($177K). Holdings down 11% to 16,195 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Jun 9, 2026 |
| May 19, 2026 | Sale | Michael James Watson (EVP, Head of Axos Securities) sold 1,653 shares at about $83.77 ($138K). Holdings down 26% to 4,592 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed May 21, 2026 |
| May 8, 2026 | Sale | Roque A Santi (Director) sold 500 shares at $87.77 ($44K). Holdings down 6% to 7,646 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed May 12, 2026 |
| Feb 11, 2026 | Sale | Mosich Nick (Director) sold 1,000 shares at $97.00 ($97K). Holdings down 1% to 81,217 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Feb 13, 2026 |
| Feb 6, 2026 | Sale | Thomas M Constantine (EVP, Chief Credit Officer) sold 3,260 shares at $100.00 ($326K). Holdings down 17% to 16,077 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Feb 9, 2026 |
| Feb 6, 2026 | Sale | Derrick Walsh (CFO) sold 4,846 shares at about $101.21 ($490K). Holdings down 11% to 37,936 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Feb 6, 2026 |
| Feb 6, 2026 | Sale | James John Court (Director) sold 11,163 shares at about $101.01 ($1.1M). Holdings down 26% to 32,169 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Feb 6, 2026 |
| Feb 4, 2026 | Sale | Gregory Garrabrants (CEO and Director) sold 43,294 shares at about $99.10 ($4.3M). Holdings down 3% to 1,418,751 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Feb 6, 2026 |
| Dec 8, 2025 | Sale | Tamara N Bohlig (Director) sold 2,145 shares at $86.23 ($185K). Holdings down 14% to 12,919 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Dec 10, 2025 |
| Dec 5, 2025 | Sale | Edward James Ratinoff (Director) sold 2,145 shares at about $84.59 ($181K). Holdings down 4% to 46,209 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Dec 8, 2025 |
46 routine transactions (such as grants, option exercises or tax withholding) are not listed.
Cluster buys
No cluster buys in the last 12 months.
Red flags
No red flags in the last 12 months.
Key events
No key events in the last 12 months.
8-K filings, last 12 months
| Filed | Items | Tag | Source |
|---|---|---|---|
| Nov 3, 2026, 4:03 PM ET 8-K | Reg FD disclosure (Item 7.01) | SEC filing | |
| Oct 29, 2026, 4:07 PM ET 8-K | Earnings released (Item 2.02) | SEC filing |
Red flags are objective triggers only: the item or form filed, never an opinion.
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