Insider Ledger
BABA insider buying and SEC filings, explained
Alibaba Group Holding Ltd · CIK 1577552
Tracked: Forms 3/4/5, 8-K, NT · Limited coverage: files 6-K/20-F, not covered in v1 · All filings on sec.gov
Company profile
- Exchanges
- NYSE, OTC, OTC
- Industry (SIC)
- Services-Business Services, NEC
- State of incorporation
- K3
Insider activity in the last 12 months
Bought
$25.7M
Insiders who bought
2
Sold (not marked 10b5-1)
$80.4M
Planned sales (10b5-1)
$0
Insider purchases and sales, last 12 months
| Traded | Type | What was filed | Source |
|---|---|---|---|
| Sep 30, 2026 | Sale | Fang Jiang (Chief People Officer) sold 885,272 shares at about $13.55 ($12.0M). Holdings down 16% to 4,679,097 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Oct 2, 2026, 6:01 AM ET |
| Aug 25, 2026 | Purchase (code P) | Joseph C Tsai (Director) bought 720,000 shares indirectly at $14.47 ($10.4M), reported as a purchase (code P). Indirect holdings up 1% to 114,979,168 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Aug 25, 2026 |
| Aug 24, 2026 | Purchase (code P) | Joseph C Tsai (Director) bought 720,000 shares indirectly at $14.29 ($10.3M), reported as a purchase (code P). Indirect holdings up 1% to 114,259,168 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Aug 24, 2026 |
| Aug 24, 2026 | Purchase (code P) | Yongming Wu (CEO and Director) bought 350,000 shares at about $14.24 ($5.0M), reported as a purchase (code P). Holdings up 35% to 1,364,418 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Aug 24, 2026 |
| Jun 29, 2026 | Sale | J. Michael Evans (President / COO and Director) sold 720,000 shares at about $94.95 ($68.4M). Holdings down 96% to 28,000 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Jul 1, 2026 |
43 routine transactions (such as grants, option exercises or tax withholding) are not listed.
Cluster buys
2 insiders bought in 30 days
$25.7M in purchases since Aug 24, 2026 · Purchases traded Aug 24, 2026 to Aug 25, 2026 · Closed
| Insider | Value | Traded | Source |
|---|---|---|---|
| Yongming Wu (CEO) | $5.0M | Aug 24, 2026 | SEC filing |
| Joseph C Tsai (Director) | $10.3M | Aug 24, 2026 | SEC filing |
| Joseph C Tsai (Director) | $10.4M | Aug 25, 2026 | SEC filing |
Red flags
No red flags in the last 12 months.
Key events
No key events in the last 12 months.
8-K filings, last 12 months
No 8-K filings in the last 12 months.
Red flags are objective triggers only: the item or form filed, never an opinion.
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