BR insider buying and SEC filings, explained
Broadridge Financial Solutions, Inc. · CIK 1383312
Tracked: Forms 3/4/5, 8-K, NT · All filings on sec.gov
Company profile
- Exchanges
- NYSE
- Industry (SIC)
- Services-Business Services, NEC
- State of incorporation
- DE
- Fiscal year end
- Jun 30
- Former names
- BROADRIDGE FINANCIAL SOLUTIONS, INC.; BROADRIDGE FINANCIAL SOLUTIONS, LLC; BSG LLC
Insider activity in the last 12 months
Bought
$1.0M
Insiders who bought
1
Sold (not marked 10b5-1)
$1.7M
Planned sales (10b5-1)
$0
Insider purchases and sales, last 12 months
| Traded | Type | What was filed | Source |
|---|---|---|---|
| Oct 1, 2026 | Sale | Thomas P Carey (Corporate VP) sold 2,501 shares at $159.76 ($400K). Holdings down 22% to 8,800 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Oct 5, 2026, 5:24 PM ET |
| Feb 6, 2026 | Sale Amended filing | Robert N Duelks (Director) sold 253 shares indirectly (by trust) at $192.60 ($49K). Holdings by trust down 3% to 8,600 shares. Not marked as a 10b5-1 plan trade. This amends a filing from Feb 6. | SEC filing Filed Aug 10, 2026 |
| Jun 4, 2026 | Sale | Hope M. Jarkowski (Chief Legal Officer) sold 1,966 shares at $155.00 ($305K). Holdings down 100% to 1 share. Not marked as a 10b5-1 plan trade. | SEC filing Filed Jun 5, 2026 |
| Mar 6, 2026 | Purchase (code P) | Timothy C Gokey (CEO and Director) bought 5,300 shares at about $194.49 ($1.0M), reported as a purchase (code P). Holdings up 4% to 142,876 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Mar 9, 2026 |
| Nov 18, 2025 | Sale | Christopher John Perry (President / COO) sold 3,984 shares at $226.00 ($900K). Holdings down 8% to 44,829 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Nov 18, 2025 |
83 routine transactions (such as grants, option exercises or tax withholding) are not listed.
Cluster buys
No cluster buys in the last 12 months.
Red flags
No red flags in the last 12 months.
Key events
No key events in the last 12 months.
8-K filings, last 12 months
| Filed | Items | Tag | Source |
|---|---|---|---|
| Nov 3, 2026, 8:10 AM ET 8-K | Earnings released (Item 2.02) | SEC filing |
Red flags are objective triggers only: the item or form filed, never an opinion.
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