BTO insider buying and SEC filings, explained
John Hancock Financial Opportunities Fund · CIK 925683
Tracked: Forms 3/4/5, 8-K, NT · All filings on sec.gov
Insider activity in the last 12 months
Bought
$22K
Insiders who bought
2
Sold (not marked 10b5-1)
$0
Planned sales (10b5-1)
$0
Insider purchases and sales, last 12 months
| Traded | Type | What was filed | Source |
|---|---|---|---|
| Jul 22, 2026 | Purchase (code P) | William K Bacic (Trustee of the Fund) bought 184 shares at $40.62 ($7K), reported as a purchase (code P). Holdings up 64% to 472 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Jul 22, 2026 |
| May 6, 2026 | Purchase (code P) | Christine Hurtsellers (Director) bought 321 shares at about $37.38 ($12K), reported as a purchase (code P). New position of 321 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed May 7, 2026 |
| Jan 26, 2026 | Purchase (code P) | Kenneth J Phelan (Director) bought 270 shares at $37.10 ($10K), reported as a purchase (code P). New position of 270 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Jan 27, 2026 |
Cluster buys
No cluster buys in the last 12 months.
Red flags
No red flags in the last 12 months.
Key events
No key events in the last 12 months.
8-K filings, last 12 months
No 8-K filings in the last 12 months.
Red flags are objective triggers only: the item or form filed, never an opinion.
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