CAPIX insider buying and SEC filings, explained
Calamos Aksia Alternative Credit & Income Fund · CIK 1937073
Tracked: Forms 3/4/5, 8-K, NT · All filings on sec.gov
Insider activity in the last 12 months
Bought
$1.5M
Insiders who bought
2
Sold (not marked 10b5-1)
$220K
Planned sales (10b5-1)
$0
Insider purchases and sales, last 12 months
| Traded | Type | What was filed | Source |
|---|---|---|---|
| Jan 2–Mar 2, 2026 | Purchase (code P) | Aksia LLC (Sub-Advisor to Issuer) bought 52,720 shares between Jan 2 and Mar 2 at about $10.65 ($561K), reported as a purchase (code P). Holdings up 999%+ to 55,587 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Oct 9, 2026, 12:09 PM ET |
| Mar 2–Jun 1, 2026 | Sale | John P. Calamos Sr. (Global CIO) sold 687 shares indirectly (by entity) between Mar 2 and Jun 1 at about $10.62 ($7K). Holdings by entity down 46% to 798 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Jun 2, 2026 |
| Jun 7, 2023–Oct 30, 2025 | Purchase (code P) | John P. Calamos Sr. (Global CIO) bought 29,359 shares in 4 share classes indirectly (by entity) between Jun 7, 2023 and Oct 30, 2025 at about $10.44 ($306K), reported as a purchase (code P). Holdings of Class I Common Stock by entity up 999%+ to 18,949 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Jun 2, 2026 |
| Mar 2, 2026 | Sale | John P. Calamos Sr. (Global CIO) sold 616 shares indirectly (by entity) at $10.63 ($7K). Holdings by entity down 42% to 850 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Apr 23, 2026 |
| Jun 7, 2023–Oct 30, 2025 | Purchase (code P) | John P. Calamos Sr. (Global CIO) bought 29,359 shares in 4 share classes indirectly (by entity) between Jun 7, 2023 and Oct 30, 2025 at about $10.44 ($306K), reported as a purchase (code P). Holdings of Class I Common Stock by entity up 999%+ to 18,949 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Apr 23, 2026 |
| Mar 2, 2026 | Sale | John P. Calamos Sr. (Global CIO) sold 616 shares indirectly (by entity) at $10.63 ($7K). Holdings by entity down 42% to 850 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Mar 11, 2026 |
| Jun 7, 2023–Oct 30, 2025 | Purchase (code P) | John P. Calamos Sr. (Global CIO) bought 29,359 shares in 4 share classes indirectly (by entity) between Jun 7, 2023 and Oct 30, 2025 at about $10.44 ($306K), reported as a purchase (code P). Holdings of Class I Common Stock by entity up 999%+ to 18,949 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Mar 11, 2026 |
| Dec 1, 2025 | Sale | Thomas E Herman (CFO) sold 18,727 shares at $10.68 ($200K). Holdings down 24% to 59,034 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Dec 3, 2025 |
2 routine transactions (such as grants, option exercises or tax withholding) are not listed.
Cluster buys
No cluster buys in the last 12 months.
Red flags
No red flags in the last 12 months.
Key events
No key events in the last 12 months.
8-K filings, last 12 months
No 8-K filings in the last 12 months.
Red flags are objective triggers only: the item or form filed, never an opinion.
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