CFG insider buying and SEC filings, explained
Citizens Financial Group Inc. · CIK 759944
Tracked: Forms 3/4/5, 8-K, NT · All filings on sec.gov
Insider activity in the last 12 months
Bought
$0
Insiders who bought
0
Sold (not marked 10b5-1)
$10.5M
Planned sales (10b5-1)
$0
Insider purchases and sales, last 12 months
| Traded | Type | What was filed | Source |
|---|---|---|---|
| Feb 6, 2024–Jun 2, 2025 | Purchase (code P) | Christopher Swift (Director) bought 30 shares between Feb 6, 2024 and Jun 2, 2025 at about $37.20 ($1K), reported as a purchase (code P). Holdings up <1% to 26,319 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Aug 17, 2026 |
| Jul 24, 2026 | Sale | Saun Bruce Van (CEO and Director) sold 129,369 shares at about $72.07 ($9.3M). Holdings down 10% to 1,140,763 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Jul 28, 2026 |
| May 12, 2026 | Sale | Michelle Moosally (Chief Legal Officer) sold 6,050 shares at $62.16 ($376K). Holdings down 21% to 22,565 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed May 14, 2026 |
| Mar 11, 2026 | Sale | Susan LaMonica (Chief Human Resources Officer) sold 13,258 shares at about $58.04 ($769K). Holdings down 7% to 165,971 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Mar 12, 2026 |
79 routine transactions (such as grants, option exercises or tax withholding) are not listed.
Cluster buys
No cluster buys in the last 12 months.
Red flags
No red flags in the last 12 months.
Key events
No key events in the last 12 months.
8-K filings, last 12 months
No 8-K filings in the last 12 months.
Red flags are objective triggers only: the item or form filed, never an opinion.
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