CGBD insider buying and SEC filings, explained
Carlyle Secured Lending, Inc. · CIK 1544206
Tracked: Forms 3/4/5, 8-K, NT · All filings on sec.gov
Insider activity in the last 12 months
Bought
$266K
Insiders who bought
3
Sold (not marked 10b5-1)
$408K
Planned sales (10b5-1)
$0
Insider purchases and sales, last 12 months
| Traded | Type | What was filed | Source |
|---|---|---|---|
| Aug 12, 2026 | Sale | John G. Nestor (Director) sold 16,812 shares directly and indirectly (by trust) at about $11.20 ($188K). Direct holdings down 100% to 0 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Aug 17, 2026 |
| Jun 1, 2026 | Sale | John G. Nestor (Director) sold 1,617 shares at $10.97 ($18K). Holdings down 37% to 2,747 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Jun 2, 2026 |
| May 15, 2026 | Sale | John G. Nestor (Director) sold 6,055 shares directly and indirectly (by trust) at $11.22 ($68K). Direct holdings down 44% to 4,364 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed May 20, 2026 |
| Mar 20, 2026 | Purchase (code P) | Francis Taylor (Treasurer) bought 232 shares at $11.22 ($3K), reported as a purchase (code P). Holdings up 111% to 441 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Mar 23, 2026 |
| Mar 9, 2026 | Purchase (code P) | Alex Chi (CEO and Director) bought 9,000 shares at $10.79 ($97K), reported as a purchase (code P). New position of 9,000 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Mar 10, 2026 |
| Mar 6, 2026 | Sale | John G. Nestor (Director) sold 4,401 shares indirectly (by trust) at about $11.29 ($50K). Holdings by trust down 26% to 9,824 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Mar 9, 2026 |
| Mar 4, 2026 | Purchase (code P) | Thomas M Hennigan (CFO and Director) bought 4,430 shares at $11.26 ($50K), reported as a purchase (code P). Holdings up 5% to 101,325 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Mar 5, 2026 |
| Nov 14, 2025 | Sale | John G. Nestor (Director) sold 7,085 shares at $11.87 ($84K). Holdings down 49% to 7,508 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Dec 2, 2025 |
| Nov 13, 2025 | Purchase (code P) | Thomas M Hennigan (CFO and Director) bought 8,400 shares at $12.04 ($101K), reported as a purchase (code P). Holdings up 9% to 96,895 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Nov 17, 2025 |
| Nov 10, 2025 | Purchase (code P) | Nelson Joseph (Pao) bought 1,500 shares at $11.84 ($18K), reported as a purchase (code P). New position of 1,500 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Nov 12, 2025 |
2 routine transactions (such as grants, option exercises or tax withholding) are not listed.
Cluster buys
2 insiders bought in 30 days
$147K in purchases since Mar 4, 2026 · Purchases traded Mar 4, 2026 to Mar 9, 2026 · Closed
| Insider | Value | Traded | Source |
|---|---|---|---|
| Thomas M Hennigan (CFO) | $50K | Mar 4, 2026 | SEC filing |
| Alex Chi (CEO) | $97K | Mar 9, 2026 | SEC filing |
2 insiders bought in 30 days
$119K in purchases since Nov 10, 2025 · Purchases traded Nov 10, 2025 to Nov 13, 2025 · Closed
| Insider | Value | Traded | Source |
|---|---|---|---|
| Nelson Joseph (Pao) | $18K | Nov 10, 2025 | SEC filing |
| Thomas M Hennigan (CFO) | $101K | Nov 13, 2025 | SEC filing |
Red flags
No red flags in the last 12 months.
Key events
No key events in the last 12 months.
8-K filings, last 12 months
No 8-K filings in the last 12 months.
Red flags are objective triggers only: the item or form filed, never an opinion.
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