COF insider buying and SEC filings, explained
Capital One Financial Corp. · CIK 927628
Tracked: Forms 3/4/5, 8-K, NT · All filings on sec.gov
Insider activity in the last 12 months
Bought
$0
Insiders who bought
0
Sold (not marked 10b5-1)
$1.9M
Planned sales (10b5-1)
$83.5M
Insider purchases and sales, last 12 months
| Traded | Type | What was filed | Source |
|---|---|---|---|
| Oct 27, 2026 | Planned (10b5-1) | Richard D. Fairbank (CEO and Director) sold 90,743 shares at about $202.86 ($18.4M), marked as a 10b5-1 plan trade. Holdings down 2% to 4,018,520 shares. | SEC filing Filed Oct 29, 2026, 4:06 PM ET |
| Oct 15, 2026 | Planned (10b5-1) | Lia Dean (Pres, Banking & Prem. Products) sold 1,887 shares at $195.86 ($370K), marked as a 10b5-1 plan trade. Holdings down 3% to 59,308 shares. | SEC filing Filed Oct 19, 2026, 4:05 PM ET |
| Oct 15, 2026 | Planned (10b5-1) | Celia Karam (Pres, Retail Bank) sold 1,927 shares at $195.86 ($377K), marked as a 10b5-1 plan trade. Holdings down 3% to 55,774 shares. | SEC filing Filed Oct 19, 2026, 4:05 PM ET |
| Oct 6, 2026 | Planned (10b5-1) | Matthew W Cooper (General Counsel & Corp Secy) sold 3,500 shares at $196.22 ($687K), marked as a 10b5-1 plan trade. Holdings down 4% to 79,694 shares. | SEC filing Filed Oct 7, 2026, 4:09 PM ET |
| Sep 15, 2026 | Planned (10b5-1) | Celia Karam (Pres, Retail Bank) sold 2,017 shares at $206.07 ($416K), marked as a 10b5-1 plan trade. Holdings down 3% to 57,696 shares. | SEC filing Filed Sep 16, 2026 |
| Sep 15, 2026 | Planned (10b5-1) | Lia Dean (Pres, Banking & Prem. Products) sold 2,066 shares at $206.07 ($426K), marked as a 10b5-1 plan trade. Holdings down 3% to 61,195 shares. | SEC filing Filed Sep 16, 2026 |
| Sep 1, 2026 | Planned (10b5-1) | Matthew W Cooper (General Counsel & Corp Secy) sold 3,500 shares at $214.10 ($749K), marked as a 10b5-1 plan trade. Holdings down 4% to 83,194 shares. | SEC filing Filed Sep 2, 2026 |
| Aug 17, 2026 | Planned (10b5-1) | Celia Karam (Pres, Retail Bank) sold 1,888 shares at about $225.52 ($426K), marked as a 10b5-1 plan trade. Holdings down 3% to 59,708 shares. | SEC filing Filed Aug 18, 2026 |
| Aug 17, 2026 | Planned (10b5-1) | Lia Dean (Pres, Banking & Prem. Products) sold 2,193 shares at about $225.52 ($495K), marked as a 10b5-1 plan trade. Holdings down 3% to 63,261 shares. | SEC filing Filed Aug 18, 2026 |
| Aug 13, 2026 | Planned (10b5-1) | Mark Daniel Mouadeb (President / COO) sold 1,199 shares at $225.00 ($270K), marked as a 10b5-1 plan trade. Holdings down 2% to 49,132 shares. | SEC filing Filed Aug 17, 2026 |
| Aug 10, 2026 | Sale | Michael Zamsky (Chief Credit & Fin'l Risk Off.) sold 5,473 shares at $218.02 ($1.2M). Holdings down 16% to 27,992 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Aug 11, 2026 |
| Aug 7, 2026 | Planned (10b5-1) | Ravi Raghu (Pres, Software, Intl & Sm Bus) sold 50 shares at $218.49 ($11K), marked as a 10b5-1 plan trade. Holdings down <1% to 26,278 shares. | SEC filing Filed Aug 10, 2026 |
| Aug 4, 2026 | Planned (10b5-1) | Mark Daniel Mouadeb (President / COO) sold 1,183 shares at $220.00 ($260K), marked as a 10b5-1 plan trade. Holdings down 2% to 50,331 shares. | SEC filing Filed Aug 5, 2026 |
| Aug 4, 2026 | Planned (10b5-1) | Matthew W Cooper (General Counsel & Corp Secy) sold 3,500 shares at $219.33 ($768K), marked as a 10b5-1 plan trade. Holdings down 4% to 86,694 shares. | SEC filing Filed Aug 5, 2026 |
| Aug 3, 2026 | Planned (10b5-1) | Mark Daniel Mouadeb (President / COO) sold 690 shares at $215.00 ($148K), marked as a 10b5-1 plan trade. Holdings down 1% to 51,514 shares. | SEC filing Filed Aug 4, 2026 |
| Jul 31, 2026 | Planned (10b5-1) | Ravi Raghu (Pres, Software, Intl & Sm Bus) sold 9,726 shares at about $209.78 ($2.0M), marked as a 10b5-1 plan trade. Holdings down 27% to 26,328 shares. | SEC filing Filed Aug 3, 2026 |
| Jul 29, 2026 | Sale | Timothy P Golden (SVP, Chief Accounting Officer) sold 3,487 shares at $211.00 ($736K). Holdings down 32% to 7,429 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Jul 30, 2026 |
| Jul 7, 2026 | Planned (10b5-1) | Matthew W Cooper (General Counsel & Corp Secy) sold 3,500 shares at $208.00 ($728K), marked as a 10b5-1 plan trade. Holdings down 4% to 90,194 shares. | SEC filing Filed Jul 8, 2026 |
| Jun 2, 2026 | Planned (10b5-1) | Matthew W Cooper (General Counsel & Corp Secy) sold 3,500 shares at $183.36 ($642K), marked as a 10b5-1 plan trade. Holdings down 4% to 93,694 shares. | SEC filing Filed Jun 3, 2026 |
| May 12–13, 2026 | Planned (10b5-1) | Kaitlin Haggerty (Chief Human Resources Officer) sold 1,426 shares between May 12 and May 13 at about $183.82 ($262K), marked as a 10b5-1 plan trade. Holdings down 3% to 49,181 shares. | SEC filing Filed May 14, 2026 |
| May 12, 2026 | Planned (10b5-1) | Matthew W Cooper (General Counsel & Corp Secy) sold 3,500 shares at $183.93 ($644K), marked as a 10b5-1 plan trade. Holdings down 3% to 97,194 shares. | SEC filing Filed May 14, 2026 |
| May 1, 2026 | Planned (10b5-1) | Celia Karam (Pres, Retail Bank) sold 1,749 shares at $192.58 ($337K), marked as a 10b5-1 plan trade. Holdings down 3% to 61,579 shares. | SEC filing Filed May 4, 2026 |
| Apr 1, 2026 | Planned (10b5-1) | Celia Karam (Pres, Retail Bank) sold 1,099 shares at $185.61 ($204K), marked as a 10b5-1 plan trade. Holdings down 2% to 63,323 shares. | SEC filing Filed Apr 3, 2026 |
| Apr 1, 2026 | Planned (10b5-1) | Lia Dean (Pres, Banking & Prem. Products) sold 1,692 shares at $185.61 ($314K), marked as a 10b5-1 plan trade. Holdings down 3% to 65,454 shares. | SEC filing Filed Apr 3, 2026 |
| Mar 2, 2026 | Planned (10b5-1) | Celia Karam (Pres, Retail Bank) sold 1,636 shares at $191.00 ($312K), marked as a 10b5-1 plan trade. Holdings down 3% to 60,339 shares. | SEC filing Filed Mar 3, 2026 |
| Mar 2, 2026 | Planned (10b5-1) | Lia Dean (Pres, Banking & Prem. Products) sold 3,284 shares at $191.00 ($627K), marked as a 10b5-1 plan trade. Holdings down 5% to 63,108 shares. | SEC filing Filed Mar 3, 2026 |
| Feb 26, 2026 | Planned (10b5-1) | Mark Daniel Mouadeb (President / COO) sold 1,593 shares at $210.00 ($335K), marked as a 10b5-1 plan trade. Holdings down 3% to 49,382 shares. | SEC filing Filed Mar 2, 2026 |
| Feb 25, 2026 | Planned (10b5-1) | Jason P. Hanson (Pres.- Global Payment Network) sold 3,729 shares at $205.00 ($764K), marked as a 10b5-1 plan trade. Holdings down 8% to 40,230 shares. | SEC filing Filed Feb 26, 2026 |
| Feb 25, 2026 | Planned (10b5-1) | Mark Daniel Mouadeb (President / COO) sold 1,509 shares at about $202.62 ($306K), marked as a 10b5-1 plan trade. Holdings down 3% to 50,975 shares. | SEC filing Filed Feb 26, 2026 |
| Feb 24, 2026 | Planned (10b5-1) | Neal Blinde (President / COO) sold 38,135 shares at about $190.51 ($7.3M), marked as a 10b5-1 plan trade. Holdings down 53% to 33,551 shares. | SEC filing Filed Feb 26, 2026 |
| Feb 4, 2026 | Planned (10b5-1) | Lia Dean (Pres, Banking & Prem. Products) sold 3,284 shares at $223.68 ($735K), marked as a 10b5-1 plan trade. Holdings down 4% to 70,162 shares. | SEC filing Filed Feb 5, 2026 |
| Feb 2, 2026 | Planned (10b5-1) | Celia Karam (Pres, Retail Bank) sold 2,108 shares at $218.25 ($460K), marked as a 10b5-1 plan trade. Holdings down 3% to 59,269 shares. | SEC filing Filed Feb 4, 2026 |
| Jan 6, 2026 | Planned (10b5-1) | Matthew W Cooper (General Counsel & Corp Secy) sold 2,000 shares at $250.00 ($500K), marked as a 10b5-1 plan trade. Holdings down 2% to 92,486 shares. | SEC filing Filed Jan 8, 2026 |
| Jan 5, 2026 | Planned (10b5-1) | Ravi Raghu (Pres, Software, Intl & Sm Bus) sold 13,450 shares at $250.00 ($3.4M), marked as a 10b5-1 plan trade. Holdings down 31% to 30,337 shares. | SEC filing Filed Jan 6, 2026 |
| Jan 2, 2026 | Planned (10b5-1) | Celia Karam (Pres, Retail Bank) sold 2,064 shares at $244.35 ($504K), marked as a 10b5-1 plan trade. Holdings down 3% to 61,373 shares. | SEC filing Filed Jan 6, 2026 |
| Jan 2, 2026 | Planned (10b5-1) | Lia Dean (Pres, Banking & Prem. Products) sold 3,163 shares at $244.35 ($773K), marked as a 10b5-1 plan trade. Holdings down 5% to 66,692 shares. | SEC filing Filed Jan 6, 2026 |
| Dec 2, 2025 | Planned (10b5-1) | Matthew W Cooper (General Counsel & Corp Secy) sold 2,000 shares at $221.54 ($443K), marked as a 10b5-1 plan trade. Holdings down 2% to 94,486 shares. | SEC filing Filed Dec 3, 2025 |
| Dec 1, 2025 | Planned (10b5-1) | Celia Karam (Pres, Retail Bank) sold 2,936 shares at $218.15 ($640K), marked as a 10b5-1 plan trade. Holdings down 4% to 63,433 shares. | SEC filing Filed Dec 3, 2025 |
| Dec 1, 2025 | Planned (10b5-1) | Lia Dean (Pres, Banking & Prem. Products) sold 3,269 shares at $218.15 ($713K), marked as a 10b5-1 plan trade. Holdings down 4% to 69,855 shares. | SEC filing Filed Dec 3, 2025 |
| Nov 13, 2025 | Planned (10b5-1) | Frank G. LaPrade III (Chief Enterprise Srvcs Officer) sold 17,840 shares at about $222.03 ($4.0M), marked as a 10b5-1 plan trade. Holdings down 27% to 48,315 shares. | SEC filing Filed Nov 17, 2025 |
| Nov 6, 2025 | Planned (10b5-1) | Neal Blinde (President / COO) sold 43,200 shares at $221.83 ($9.6M), marked as a 10b5-1 plan trade. Holdings down 37% to 73,020 shares. | SEC filing Filed Nov 7, 2025 |
| Nov 4, 2025 | Planned (10b5-1) | Matthew W Cooper (General Counsel & Corp Secy) sold 2,000 shares at $219.41 ($439K), marked as a 10b5-1 plan trade. Holdings down 2% to 96,486 shares. | SEC filing Filed Nov 6, 2025 |
| Nov 4, 2025 | Planned (10b5-1) | Richard D. Fairbank (CEO and Director) sold 103,487 shares at about $220.68 ($22.8M), marked as a 10b5-1 plan trade. Holdings down 3% to 4,001,228 shares. | SEC filing Filed Nov 6, 2025 |
64 routine transactions (such as grants, option exercises or tax withholding) are not listed.
Cluster buys
No cluster buys in the last 12 months.
Red flags
No red flags in the last 12 months.
Key events
No key events in the last 12 months.
8-K filings, last 12 months
No 8-K filings in the last 12 months.
Red flags are objective triggers only: the item or form filed, never an opinion.
Follow COF in the Insider Ledger app
Get the appA plain-English brief of insider purchases, 8-Ks and red flags at the companies you pick. No account needed.