COHN insider buying and SEC filings, explained
Cohen & Co Inc. · CIK 1270436
Tracked: Forms 3/4/5, 8-K, NT · All filings on sec.gov
Insider activity in the last 12 months
Bought
$0
Insiders who bought
0
Sold (not marked 10b5-1)
$219K
Planned sales (10b5-1)
$0
Insider purchases and sales, last 12 months
| Traded | Type | What was filed | Source |
|---|---|---|---|
| Aug 5–6, 2026 | Sale | Joseph W. Pooler Jr. (CFO) sold 8,795 shares between Aug 5 and Aug 6 at about $11.71 ($103K). Holdings down 13% to 60,278 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Aug 7, 2026 |
| Mar 19–20, 2026 | Sale | Joseph W. Pooler Jr. (CFO) sold 6,818 shares between Mar 19 and Mar 20 at about $16.99 ($116K). Holdings down 9% to 69,073 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Mar 23, 2026 |
19 routine transactions (such as grants, option exercises or tax withholding) are not listed.
Cluster buys
No cluster buys in the last 12 months.
Red flags
No red flags in the last 12 months.
Key events
No key events in the last 12 months.
8-K filings, last 12 months
No 8-K filings in the last 12 months.
Red flags are objective triggers only: the item or form filed, never an opinion.
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