DUOT insider buying and SEC filings, explained
Duos Technologies Group, Inc. · CIK 1396536
Tracked: Forms 3/4/5, 8-K, NT · All filings on sec.gov
Insider activity in the last 12 months
Bought
$134K
Insiders who bought
2
Sold (not marked 10b5-1)
$0
Planned sales (10b5-1)
$0
Insider purchases and sales, last 12 months
| Traded | Type | What was filed | Source |
|---|---|---|---|
| Sep 22, 2026 | Purchase (code P) Amended filing | Frank Douglas Recker (CEO and Director) bought 9,250 shares indirectly (by retirement or benefit plan) at $9.14 ($85K), reported as a purchase (code P). New position of 9,250 shares. Not marked as a 10b5-1 plan trade. This amends a filing from Sep 23. | SEC filing Filed Oct 15, 2026, 4:16 PM ET |
| Sep 18, 2026 | Purchase (code P) | James Craig Nixon (Director) bought 5,764 shares at about $8.55 ($49K), reported as a purchase (code P). Holdings up 7% to 84,523 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Sep 22, 2026 |
25 routine transactions (such as grants, option exercises or tax withholding) are not listed.
Cluster buys
2 insiders bought in 30 days
$134K in purchases since Sep 18, 2026 · Purchases traded Sep 18, 2026 to Sep 22, 2026 · Closed
| Insider | Value | Traded | Source |
|---|---|---|---|
| James Craig Nixon (Director) | $49K | Sep 18, 2026 | SEC filing |
| Frank Douglas Recker (CEO) | $85K | Sep 22, 2026 | SEC filing |
Red flags
No red flags in the last 12 months.
Key events
No key events in the last 12 months.
8-K filings, last 12 months
No 8-K filings in the last 12 months.
Red flags are objective triggers only: the item or form filed, never an opinion.
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