Insider Ledger
ECF insider buying and SEC filings, explained
Ellsworth Growth & Income Fund Ltd. · CIK 793040
Tracked: Forms 3/4/5, 8-K, NT · All filings on sec.gov
Company profile
- Exchanges
- NYSE, NYSE
- State of incorporation
- DE
- Fiscal year end
- Sep 30
- Former names
- ELLSWORTH FUND LTD; ELLSWORTH CONVERTIBLE GROWTH & INCOME FUND INC
Insider activity in the last 12 months
Bought
$2.9M
Insiders who bought
1
Sold (not marked 10b5-1)
$964K
Planned sales (10b5-1)
$0
Insider purchases and sales, last 12 months
| Traded | Type | What was filed | Source |
|---|---|---|---|
| Oct 30, 2026 | Purchase (code P) | Saba Capital Management, L.P. (10% owner) bought 11,565 shares indirectly at $11.77 ($136K), reported as a purchase (code P). Indirect holdings up 1% to 1,814,063 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Nov 2, 2026, 5:45 PM ET |
| Oct 29, 2026 | Purchase (code P) | Saba Capital Management, L.P. (10% owner) bought 5,975 shares indirectly at $11.87 ($71K), reported as a purchase (code P). Indirect holdings up <1% to 1,802,498 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Oct 30, 2026, 5:52 PM ET |
| Oct 28, 2026 | Purchase (code P) | Saba Capital Management, L.P. (10% owner) bought 1,050 shares indirectly at $11.75 ($12K), reported as a purchase (code P). Indirect holdings up <1% to 1,796,523 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Oct 29, 2026, 5:07 PM ET |
| Oct 27, 2026 | Purchase (code P) | Saba Capital Management, L.P. (10% owner) bought 400 shares indirectly at $11.63 ($5K), reported as a purchase (code P). Indirect holdings up <1% to 1,795,473 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Oct 28, 2026, 5:28 PM ET |
| Oct 26, 2026 | Purchase (code P) | Saba Capital Management, L.P. (10% owner) bought 2,618 shares indirectly at $11.43 ($30K), reported as a purchase (code P). Indirect holdings up <1% to 1,795,073 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Oct 27, 2026, 4:27 PM ET |
| Oct 21, 2026 | Purchase (code P) | Saba Capital Management, L.P. (10% owner) bought 2,600 shares indirectly at $11.58 ($30K), reported as a purchase (code P). Indirect holdings up <1% to 1,792,455 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Oct 22, 2026, 12:54 PM ET |
| Oct 20, 2026 | Purchase (code P) | Saba Capital Management, L.P. (10% owner) bought 1,830 shares indirectly at $11.39 ($21K), reported as a purchase (code P). Indirect holdings up <1% to 1,789,855 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Oct 21, 2026, 2:22 PM ET |
| Oct 16–19, 2026 | Purchase (code P) | Saba Capital Management, L.P. (10% owner) bought 33,426 shares indirectly between Oct 16 and Oct 19 at about $11.56 ($386K), reported as a purchase (code P). Indirect holdings up 2% to 1,788,025 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Oct 20, 2026, 1:25 PM ET |
| Oct 15, 2026 | Purchase (code P) | Saba Capital Management, L.P. (10% owner) bought 9,969 shares indirectly at $11.62 ($116K), reported as a purchase (code P). Indirect holdings up 1% to 1,754,599 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Oct 19, 2026, 5:39 PM ET |
| Oct 14, 2026 | Purchase (code P) | Saba Capital Management, L.P. (10% owner) bought 56,083 shares indirectly at $11.74 ($658K), reported as a purchase (code P). Indirect holdings up 3% to 1,744,630 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Oct 15, 2026, 3:21 PM ET |
| Oct 12, 2026 | Purchase (code P) | Saba Capital Management, L.P. (10% owner) bought 14,600 shares indirectly at $12.03 ($176K), reported as a purchase (code P). Indirect holdings up 1% to 1,688,547 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Oct 14, 2026, 4:14 PM ET |
| Oct 8, 2026 | Purchase (code P) | Saba Capital Management, L.P. (10% owner) bought 27,937 shares indirectly at $11.95 ($334K), reported as a purchase (code P). Indirect holdings up 2% to 1,673,947 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Oct 13, 2026, 10:02 AM ET |
| Oct 7, 2026 | Purchase (code P) | Saba Capital Management, L.P. (10% owner) bought 17,548 shares indirectly at $11.97 ($210K), reported as a purchase (code P). Indirect holdings up 1% to 1,646,010 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Oct 9, 2026, 9:59 AM ET |
| Sep 3–4, 2026 | Purchase (code P) | Saba Capital Management, L.P. (10% owner) bought 11,800 shares indirectly between Sep 3 and Sep 4 at about $12.31 ($145K), reported as a purchase (code P). Indirect holdings up 1% to 1,628,462 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Sep 8, 2026 |
| Aug 28, 2026 | Purchase (code P) | Saba Capital Management, L.P. (10% owner) bought 1,200 shares indirectly at $12.47 ($15K), reported as a purchase (code P). Indirect holdings up <1% to 1,616,662 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Sep 1, 2026 |
| Aug 27, 2026 | Purchase (code P) | Saba Capital Management, L.P. (10% owner) bought 3,900 shares indirectly at $12.49 ($49K), reported as a purchase (code P). Indirect holdings up <1% to 1,615,462 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Aug 28, 2026 |
| Aug 20–21, 2026 | Purchase (code P) | Saba Capital Management, L.P. (10% owner) bought 7,289 shares indirectly between Aug 20 and Aug 21 at about $12.53 ($91K), reported as a purchase (code P). Indirect holdings up <1% to 1,611,562 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Aug 24, 2026 |
| Oct 16, 2025 | Sale | Anthonie C. Vanekris (Director) sold 3,309 shares indirectly (by trust) at about $12.26 ($41K). Holdings by trust down 67% to 1,000 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Jun 2, 2026 |
| Feb 17–18, 2026 | Sale | Saba Capital Management, L.P. (10% owner) sold 20,663 shares indirectly between Feb 17 and Feb 18 at about $12.17 ($252K). Indirect holdings down 1% to 1,604,273 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Feb 19, 2026 |
| Feb 13, 2026 | Sale | Saba Capital Management, L.P. (10% owner) sold 7,532 shares indirectly at $12.25 ($92K). Indirect holdings down <1% to 1,624,936 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Feb 17, 2026 |
| Feb 11, 2026 | Sale | Saba Capital Management, L.P. (10% owner) sold 14,110 shares indirectly at $12.24 ($173K). Indirect holdings down 1% to 1,632,468 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Feb 12, 2026 |
| Feb 5–6, 2026 | Sale | Saba Capital Management, L.P. (10% owner) sold 34,042 shares indirectly between Feb 5 and Feb 6 at about $11.97 ($407K). Indirect holdings down 2% to 1,646,578 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Feb 9, 2026 |
| Dec 17, 2025 | Purchase (code P) | James Andrew Dinsmore (President / COO and Director) bought 200 shares at $11.60 ($2K), reported as a purchase (code P). Holdings up 2% to 12,292 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Jan 7, 2026 |
| Nov 7, 2025 | Purchase (code P) | Saba Capital Management, L.P. (10% owner) bought 33,764 shares indirectly at $12.15 ($410K), reported as a purchase (code P). Indirect holdings up 2% to 1,680,620 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Nov 10, 2025 |
Cluster buys
No cluster buys in the last 12 months.
Red flags
No red flags in the last 12 months.
Key events
No key events in the last 12 months.
8-K filings, last 12 months
No 8-K filings in the last 12 months.
Red flags are objective triggers only: the item or form filed, never an opinion.
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