EQH insider buying and SEC filings, explained
Equitable Holdings, Inc. · CIK 1333986
Tracked: Forms 3/4/5, 8-K, NT · All filings on sec.gov
Company profile
- Exchanges
- NYSE, NYSE, NYSE
- Industry (SIC)
- Insurance Agents, Brokers & Service
- State of incorporation
- DE
- Fiscal year end
- Dec 31
- Former names
- AXA Equitable Holdings, Inc.; AXA AMERICA HOLDINGS, INC.
Insider activity in the last 12 months
Bought
$46K
Insiders who bought
1
Sold (not marked 10b5-1)
$2.6M
Planned sales (10b5-1)
$25.9M
Insider purchases and sales, last 12 months
| Traded | Type | What was filed | Source |
|---|---|---|---|
| Sep 21, 2026 | Sale | Bertram L. Scott (Director) sold 2,780 shares at $54.35 ($151K). Holdings down 11% to 23,685 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Sep 21, 2026 |
| Sep 17, 2026 | Sale | Craig C MacKay (Director) sold 2,000 shares at $54.28 ($109K). Holdings down 11% to 16,999 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Sep 18, 2026 |
| Sep 4, 2026 | Sale | Nick Lane (President / COO) sold 14,923 shares at about $53.24 ($795K). Holdings down 12% to 110,007 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Sep 8, 2026 |
| Sep 4, 2026 | Sale | Arlene Isaacs-Lowe (Director) sold 1,000 shares at $52.83 ($53K). Holdings down 5% to 19,763 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Sep 4, 2026 |
| Aug 17, 2026 | Planned (10b5-1) | Jeffrey J. Hurd (President / COO) sold 14,359 shares at about $51.98 ($746K), marked as a 10b5-1 plan trade. Holdings down 18% to 65,019 shares. | SEC filing Filed Aug 18, 2026 |
| Aug 11, 2026 | Sale | Craig C MacKay (Director) sold 2,200 shares at $51.37 ($113K). Holdings down 10% to 18,999 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Aug 11, 2026 |
| Aug 10, 2026 | Sale | William James Eckert IV (Chief Accounting Officer) sold 947 shares at $52.88 ($50K). Holdings down 10% to 8,419 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Aug 10, 2026 |
| Aug 6, 2026 | Sale | Charles G.T. Stonehill (Director) sold 7,500 shares at about $51.54 ($387K). Holdings down 18% to 34,357 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Aug 10, 2026 |
| Aug 6, 2026 | Sale | Bertram L. Scott (Director) sold 1,466 shares at about $51.15 ($75K). Holdings down 5% to 26,465 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Aug 10, 2026 |
| Jul 20, 2026 | Planned (10b5-1) | Mark Pearson (CEO and Director) sold 39,700 shares at about $48.54 ($1.9M), marked as a 10b5-1 plan trade. Holdings down 5% to 753,403 shares. | SEC filing Filed Jul 21, 2026 |
| Jul 15, 2026 | Planned (10b5-1) | Jeffrey J. Hurd (President / COO) sold 14,358 shares at about $48.86 ($702K), marked as a 10b5-1 plan trade. Holdings down 17% to 69,748 shares. | SEC filing Filed Jul 17, 2026 |
| Jun 18, 2026 | Planned (10b5-1) | Mark Pearson (CEO and Director) sold 39,700 shares at about $45.29 ($1.8M), marked as a 10b5-1 plan trade. Holdings down 5% to 765,903 shares. | SEC filing Filed Jun 23, 2026 |
| Jun 15, 2026 | Planned (10b5-1) | Jeffrey J. Hurd (President / COO) sold 14,358 shares at about $45.11 ($648K), marked as a 10b5-1 plan trade. Holdings down 16% to 74,748 shares. | SEC filing Filed Jun 18, 2026 |
| Jun 10, 2026 | Sale | William James Eckert IV (Chief Accounting Officer) sold 6,200 shares at $41.83 ($259K). Holdings down 40% to 9,366 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Jun 10, 2026 |
| Jun 4, 2026 | Sale | Bertram L. Scott (Director) sold 2,470 shares at about $41.08 ($101K). Holdings down 8% to 27,931 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Jun 5, 2026 |
| Mar 6, 2023–Dec 1, 2025 | Purchase (code P) | Francis Hondal (Director) bought 1,144 shares between Mar 6, 2023 and Dec 1, 2025 at about $40.09 ($46K), reported as a purchase (code P). Holdings up 5% to 25,931 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed May 21, 2026 |
| May 18, 2026 | Planned (10b5-1) | Mark Pearson (CEO and Director) sold 39,700 shares at about $42.60 ($1.7M), marked as a 10b5-1 plan trade. Holdings down 5% to 776,683 shares. | SEC filing Filed May 20, 2026 |
| May 15, 2026 | Sale | William James Eckert IV (Chief Accounting Officer) sold 7,300 shares at $42.49 ($310K). Holdings down 32% to 15,506 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed May 18, 2026 |
| May 15, 2026 | Planned (10b5-1) | Nick Lane (President / COO) sold 4,417 shares at about $42.45 ($188K), marked as a 10b5-1 plan trade. Holdings down 3% to 124,218 shares. | SEC filing Filed May 18, 2026 |
| May 15, 2026 | Planned (10b5-1) | Jeffrey J. Hurd (President / COO) sold 14,358 shares at about $42.44 ($609K), marked as a 10b5-1 plan trade. Holdings down 15% to 79,403 shares. | SEC filing Filed May 18, 2026 |
| Apr 20, 2026 | Planned (10b5-1) | Mark Pearson (CEO and Director) sold 39,700 shares at about $41.63 ($1.7M), marked as a 10b5-1 plan trade. Holdings down 5% to 789,183 shares. | SEC filing Filed Apr 21, 2026 |
| Apr 15, 2026 | Planned (10b5-1) | Nick Lane (President / COO) sold 10,000 shares at about $40.44 ($404K), marked as a 10b5-1 plan trade. Holdings down 7% to 124,218 shares. | SEC filing Filed Apr 17, 2026 |
| Apr 15, 2026 | Planned (10b5-1) | Jeffrey J. Hurd (President / COO) sold 14,358 shares at about $40.58 ($583K), marked as a 10b5-1 plan trade. Holdings down 15% to 84,403 shares. | SEC filing Filed Apr 17, 2026 |
| Apr 15, 2026 | Planned (10b5-1) | Mark Pearson (CEO and Director) sold 1,387 shares at about $40.03 ($56K), marked as a 10b5-1 plan trade. Holdings down <1% to 801,683 shares. | SEC filing Filed Apr 17, 2026 |
| Apr 8, 2026 | Planned (10b5-1) | Mark Pearson (CEO and Director) sold 38,313 shares at about $40.05 ($1.5M), marked as a 10b5-1 plan trade. Holdings down 5% to 801,683 shares. | SEC filing Filed Apr 10, 2026 |
| Apr 8, 2026 | Planned (10b5-1) | Jeffrey J. Hurd (President / COO) sold 14,358 shares at about $40.04 ($575K), marked as a 10b5-1 plan trade. Holdings down 14% to 89,403 shares. | SEC filing Filed Apr 9, 2026 |
| Apr 8, 2026 | Planned (10b5-1) | Nick Lane (President / COO) sold 10,000 shares at about $40.04 ($400K), marked as a 10b5-1 plan trade. Holdings down 7% to 124,218 shares. | SEC filing Filed Apr 9, 2026 |
| Feb 18, 2026 | Planned (10b5-1) | Mark Pearson (CEO and Director) sold 39,700 shares at about $45.50 ($1.8M), marked as a 10b5-1 plan trade. Holdings down 5% to 763,455 shares. | SEC filing Filed Feb 19, 2026 |
| Feb 17, 2026 | Planned (10b5-1) | Nick Lane (President / COO) sold 30,000 shares at about $44.99 ($1.3M), marked as a 10b5-1 plan trade. Holdings down 22% to 107,876 shares. | SEC filing Filed Feb 19, 2026 |
| Jan 20, 2026 | Planned (10b5-1) | Mark Pearson (CEO and Director) sold 39,700 shares at about $46.21 ($1.8M), marked as a 10b5-1 plan trade. Holdings down 6% to 652,945 shares. | SEC filing Filed Jan 21, 2026 |
| Jan 15, 2026 | Planned (10b5-1) | Nick Lane (President / COO) sold 30,000 shares at about $47.65 ($1.4M), marked as a 10b5-1 plan trade. Holdings down 23% to 99,958 shares. | SEC filing Filed Jan 16, 2026 |
| Jan 15, 2026 | Planned (10b5-1) | Jeffrey J. Hurd (President / COO) sold 6,790 shares at about $47.65 ($324K), marked as a 10b5-1 plan trade. Holdings down 11% to 55,023 shares. | SEC filing Filed Jan 16, 2026 |
| Dec 18, 2025 | Planned (10b5-1) | Nick Lane (President / COO) sold 30,000 shares at about $47.87 ($1.4M), marked as a 10b5-1 plan trade. Holdings down 20% to 119,958 shares. | SEC filing Filed Dec 19, 2025 |
| Dec 18, 2025 | Planned (10b5-1) | Mark Pearson (CEO and Director) sold 39,700 shares at about $47.88 ($1.9M), marked as a 10b5-1 plan trade. Holdings down 6% to 665,445 shares. | SEC filing Filed Dec 19, 2025 |
| Dec 15, 2025 | Planned (10b5-1) | Jeffrey J. Hurd (President / COO) sold 6,790 shares at about $48.35 ($328K), marked as a 10b5-1 plan trade. Holdings down 10% to 61,813 shares. | SEC filing Filed Dec 16, 2025 |
| Dec 10, 2025 | Sale | William James Eckert IV (Chief Accounting Officer) sold 4,300 shares at $47.27 ($203K). Holdings down 22% to 15,625 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Dec 11, 2025 |
| Nov 18, 2025 | Planned (10b5-1) | Mark Pearson (CEO and Director) sold 39,700 shares at about $43.15 ($1.7M), marked as a 10b5-1 plan trade. Holdings down 6% to 676,540 shares. | SEC filing Filed Nov 20, 2025 |
| Nov 17, 2025 | Planned (10b5-1) | Jeffrey J. Hurd (President / COO) sold 6,790 shares at about $43.28 ($294K), marked as a 10b5-1 plan trade. Holdings down 9% to 68,308 shares. | SEC filing Filed Nov 18, 2025 |
73 routine transactions (such as grants, option exercises or tax withholding) are not listed.
Cluster buys
No cluster buys in the last 12 months.
Red flags
No red flags in the last 12 months.
Key events
No key events in the last 12 months.
8-K filings, last 12 months
| Filed | Items | Tag | Source |
|---|---|---|---|
| Nov 2, 2026, 4:14 PM ET 8-K | Earnings released (Item 2.02) Reg FD disclosure (Item 7.01) | SEC filing |
Red flags are objective triggers only: the item or form filed, never an opinion.
Follow EQH in the Insider Ledger app
Get the appA plain-English brief of insider purchases, 8-Ks and red flags at the companies you pick. No account needed.