ETD insider buying and SEC filings, explained
Ethan Allen Interiors Inc. · CIK 896156
Tracked: Forms 3/4/5, 8-K, NT · All filings on sec.gov
Insider activity in the last 12 months
Bought
$25K
Insiders who bought
1
Sold (not marked 10b5-1)
$0
Planned sales (10b5-1)
$1.1M
Insider purchases and sales, last 12 months
| Traded | Type | What was filed | Source |
|---|---|---|---|
| Sep 2, 2026 | Planned (10b5-1) | M. Farooq Kathwari (CEO and Director) sold 23,874 shares directly and indirectly (by trust) at $25.04 ($598K), marked as a 10b5-1 plan trade. Direct holdings down 2% to 1,465,530 shares. | SEC filing Filed Sep 2, 2026 |
| Aug 5, 2026 | Purchase (code P) | Cynthia Ekberg Tsai (Director) bought 1,000 shares at $24.61 ($25K), reported as a purchase (code P). New position of 1,000 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Aug 7, 2026 |
| Jan 22, 2026 | Planned (10b5-1) | M. Farooq Kathwari (CEO and Director) sold 2,270 shares directly and indirectly (by trust) at $25.01 ($57K), marked as a 10b5-1 plan trade. Direct holdings down <1% to 1,483,228 shares. | SEC filing Filed Jan 23, 2026 |
| Dec 15, 2025 | Planned (10b5-1) | M. Farooq Kathwari (CEO and Director) sold 318 shares directly and indirectly (by trust) at $25.05 ($8K), marked as a 10b5-1 plan trade. Direct holdings down <1% to 1,485,396 shares. | SEC filing Filed Dec 17, 2025 |
| Dec 11, 2025 | Planned (10b5-1) | M. Farooq Kathwari (CEO and Director) sold 15,700 shares directly and indirectly (by trust) at $25.01 ($393K), marked as a 10b5-1 plan trade. Direct holdings down 1% to 1,485,699 shares. | SEC filing Filed Dec 12, 2025 |
14 routine transactions (such as grants, option exercises or tax withholding) are not listed.
Cluster buys
No cluster buys in the last 12 months.
Red flags
No red flags in the last 12 months.
Key events
No key events in the last 12 months.
8-K filings, last 12 months
No 8-K filings in the last 12 months.
Red flags are objective triggers only: the item or form filed, never an opinion.
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