FINS insider buying and SEC filings, explained
Angel Oak Financial Strategies Income Term Trust · CIK 1745059
Tracked: Forms 3/4/5, 8-K, NT · All filings on sec.gov
Insider activity in the last 12 months
Bought
$357K
Insiders who bought
3
Sold (not marked 10b5-1)
$0
Planned sales (10b5-1)
$0
Insider purchases and sales, last 12 months
| Traded | Type | What was filed | Source |
|---|---|---|---|
| Oct 12, 2026 | Purchase (code P) | Robert Edward Bortz III (President / COO) bought 418 shares at $11.92 ($5K), reported as a purchase (code P). Holdings up 51% to 1,238 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Oct 13, 2026, 12:26 PM ET |
| Sep 25, 2026 | Purchase (code P) | Kevin Parks (Portfolio Manager) bought 1,000 shares at $11.90 ($12K), reported as a purchase (code P). Holdings up 15% to 7,667 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Sep 28, 2026 |
| Sep 14, 2026 | Purchase (code P) | Kevin Parks (Portfolio Manager) bought 1,000 shares at $12.53 ($13K), reported as a purchase (code P). Holdings up 18% to 6,667 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Sep 14, 2026 |
| Feb 20, 2026 | Purchase (code P) | Ira P Cohen (Director) bought 379 shares at $13.17 ($5K), reported as a purchase (code P). New position of 379 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Feb 23, 2026 |
| Nov 20, 2025 | Purchase (code P) | Sreeniwas Prabhu (Investment Adviser Principal) bought 9,203 shares at $12.88 ($119K), reported as a purchase (code P). Holdings up 6% to 175,180 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Jan 30, 2026 |
| Nov 6–Dec 12, 2025 | Purchase (code P) | Michael Fierman (Investment Adviser Principal) bought 16,220 shares between Nov 6, 2025 and Dec 12, 2025 at about $13.20 ($214K), reported as a purchase (code P). Holdings up 15% to 125,420 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Jan 30, 2026 |
Cluster buys
2 insiders bought in 30 days
$333K in purchases since Nov 20, 2025 · Purchases traded Nov 20, 2025 to Dec 12, 2025 · Closed
| Insider | Value | Traded | Source |
|---|---|---|---|
| Sreeniwas Prabhu (Investment Adviser Principal) | $119K | Nov 20, 2025 | SEC filing |
| Michael Fierman (Investment Adviser Principal) | $214K | Dec 12, 2025 | SEC filing |
Red flags
No red flags in the last 12 months.
Key events
No key events in the last 12 months.
8-K filings, last 12 months
No 8-K filings in the last 12 months.
Red flags are objective triggers only: the item or form filed, never an opinion.
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