FUND insider buying and SEC filings, explained
Sprott Focus Trust Inc. · CIK 825202
Tracked: Forms 3/4/5, 8-K, NT · All filings on sec.gov
Insider activity in the last 12 months
Bought
$6.2M
Insiders who bought
1
Sold (not marked 10b5-1)
$157K
Planned sales (10b5-1)
$0
Insider purchases and sales, last 12 months
| Traded | Type | What was filed | Source |
|---|---|---|---|
| Sep 29, 2026 | Purchase (code P) | W. Whitney George (Director and 10% owner) bought 181,813 shares directly and indirectly (by spouse) at $10.05 ($1.8M), reported as a purchase (code P). Direct holdings up 1% to 8,160,307 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Oct 1, 2026, 5:55 PM ET |
| Jun 29, 2026 | Purchase (code P) | W. Whitney George (Director and 10% owner) bought 88,058 shares directly and indirectly (by entity) at $9.63 ($848K), reported as a purchase (code P). Direct holdings up <1% to 8,100,605 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Jun 30, 2026 |
| Mar 27, 2026 | Purchase (code P) | W. Whitney George (Director and 10% owner) bought 135,086 shares directly and indirectly (by spouse) at about $8.96 ($1.2M), reported as a purchase (code P). Direct holdings up <1% to 8,094,301 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Mar 31, 2026 |
| Jan 6, 2026 | Sale | W. Whitney George (Director and 10% owner) sold 17,700 shares indirectly (by trust) at $8.85 ($157K). Holdings by trust down 5% to 306,805 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Jan 7, 2026 |
| Jan 6, 2026 | Purchase (code P) | W. Whitney George (Director and 10% owner) bought 1,785 shares at $8.89 ($16K), reported as a purchase (code P). Holdings up <1% to 8,078,033 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Jan 7, 2026 |
| Dec 29, 2025 | Purchase (code P) | W. Whitney George (Director and 10% owner) bought 270,237 shares directly and indirectly (by spouse) at $8.60 ($2.3M), reported as a purchase (code P). Direct holdings up 1% to 8,087,148 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Dec 30, 2025 |
2 routine transactions (such as grants, option exercises or tax withholding) are not listed.
Cluster buys
No cluster buys in the last 12 months.
Red flags
No red flags in the last 12 months.
Key events
No key events in the last 12 months.
8-K filings, last 12 months
No 8-K filings in the last 12 months.
Red flags are objective triggers only: the item or form filed, never an opinion.
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