GAIN insider buying and SEC filings, explained
Gladstone Investment Corporation · CIK 1321741
Tracked: Forms 3/4/5, 8-K, NT · All filings on sec.gov
Company profile
- Exchanges
- Nasdaq, Nasdaq, Nasdaq, Nasdaq
- State of incorporation
- DE
- Fiscal year end
- Mar 31
Insider activity in the last 12 months
Bought
$0
Insiders who bought
0
Sold (not marked 10b5-1)
$0
Planned sales (10b5-1)
$0
Insider purchases and sales, last 12 months
| Traded | Type | What was filed | Source |
|---|---|---|---|
| Aug 18, 2026 | Purchase (code P) | Taylor Ritchie (CFO) bought 1,500 shares at $16.20 ($24K), reported as a purchase (code P). Holdings up 53% to 4,353 shares. | SEC filing Filed Aug 19, 2026 |
| May 15–19, 2026 | Purchase (code P) | Taylor Ritchie (CFO) bought 915 shares between May 15 and May 19 at about $16.34 ($15K), reported as a purchase (code P). Holdings up 48% to 2,812 shares. | SEC filing Filed May 19, 2026 |
Cluster buys
No cluster buys in the last 12 months.
Red flags
No red flags in the last 12 months.
Key events
No key events in the last 12 months.
8-K filings, last 12 months
No 8-K filings in the last 12 months.
Red flags are objective triggers only: the item or form filed, never an opinion.
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