GECC insider buying and SEC filings, explained
Great Elm Capital Corp. · CIK 1675033
Tracked: Forms 3/4/5, 8-K, NT · All filings on sec.gov
Company profile
- Exchanges
- Nasdaq, Nasdaq, Nasdaq, Nasdaq
- State of incorporation
- MD
- Fiscal year end
- Dec 31
Insider activity in the last 12 months
Bought
$150K
Insiders who bought
1
Sold (not marked 10b5-1)
$0
Planned sales (10b5-1)
$0
Insider purchases and sales, last 12 months
| Traded | Type | What was filed | Source |
|---|---|---|---|
| Nov 7, 2025 | Purchase (code P) | Matthew D Kaplan (CEO) bought 19,650 shares at about $7.64 ($150K), reported as a purchase (code P). Holdings up 16% to 142,400 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Nov 10, 2025 |
4 routine transactions (such as grants, option exercises or tax withholding) are not listed.
Cluster buys
No cluster buys in the last 12 months.
Red flags
No red flags in the last 12 months.
Key events
No key events in the last 12 months.
8-K filings, last 12 months
| Filed | Items | Tag | Source |
|---|---|---|---|
| Nov 2, 2026, 4:22 PM ET 8-K | Earnings released (Item 2.02) | SEC filing |
Red flags are objective triggers only: the item or form filed, never an opinion.
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