GOF insider buying and SEC filings, explained
Guggenheim Strategic Opportunities Fund · CIK 1380936
Tracked: Forms 3/4/5, 8-K, NT · All filings on sec.gov
Insider activity in the last 12 months
Bought
$198K
Insiders who bought
3
Sold (not marked 10b5-1)
$0
Planned sales (10b5-1)
$0
Insider purchases and sales, last 12 months
| Traded | Type | What was filed | Source |
|---|---|---|---|
| Jun 23, 2026 | Purchase (code P) | Brian E. Binder (CEO) bought 4,704 shares at $10.63 ($50K), reported as a purchase (code P). New position of 4,704 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Jun 23, 2026 |
| Apr 30, 2026 | Purchase (code P) | Thomas F. Lydon Jr. (Director and Trustee) bought 8,710 shares at $11.45 ($100K), reported as a purchase (code P). New position of 8,710 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Apr 30, 2026 |
| Mar 12, 2026 | Purchase (code P) | Randall C Barnes (Director and Trustee) bought 220 shares at $11.39 ($3K), reported as a purchase (code P). Holdings up 4% to 6,451 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Mar 19, 2026 |
| Mar 12, 2026 | Purchase (code P) | Randall C Barnes (Director and Trustee) bought 220 shares at $11.39 ($3K), reported as a purchase (code P). Holdings up 4% to 6,451 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Mar 13, 2026 |
| Mar 6, 2026 | Purchase (code P) | Randall C Barnes (Director and Trustee) bought 4,180 shares at $11.59 ($48K), reported as a purchase (code P). Holdings up 204% to 6,231 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Mar 9, 2026 |
| Dec 18, 2025 | Purchase (code P) | Ronald Nyberg (Director and Trustee) bought 412 shares at $12.13 ($5K), reported as a purchase (code P). Holdings up 9% to 5,010 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Dec 19, 2025 |
| Nov 4, 2025 | Purchase (code P) | Randall C Barnes (Director and Trustee) bought 380 shares at $13.08 ($5K), reported as a purchase (code P). Holdings up 24% to 1,960 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Nov 4, 2025 |
Cluster buys
No cluster buys in the last 12 months.
Red flags
No red flags in the last 12 months.
Key events
No key events in the last 12 months.
8-K filings, last 12 months
No 8-K filings in the last 12 months.
Red flags are objective triggers only: the item or form filed, never an opinion.
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