GROW insider buying and SEC filings, explained
U S Global Investors Inc. · CIK 754811
Tracked: Forms 3/4/5, 8-K, NT · All filings on sec.gov
Insider activity in the last 12 months
Bought
$328K
Insiders who bought
2
Sold (not marked 10b5-1)
$0
Planned sales (10b5-1)
$0
Insider purchases and sales, last 12 months
| Traded | Type | What was filed | Source |
|---|---|---|---|
| Nov 2, 2026 | Purchase (code P) | Gator Capital Management, LLC (10% owner) bought 288 shares indirectly at about $2.58 ($743), reported as a purchase (code P). Indirect holdings up <1% to 1,129,299 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Nov 3, 2026, 4:07 PM ET |
| Nov 3, 2026 | Purchase (code P) | Derek Steven Pilecki (Control Person) bought 288 shares indirectly at about $2.58 ($743), reported as a purchase (code P). Indirect holdings up <1% to 1,129,299 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Nov 3, 2026, 4:07 PM ET |
| Oct 23, 2026 | Purchase (code P) | Gator Capital Management, LLC (10% owner) bought 4,532 shares indirectly at about $2.58 ($12K), reported as a purchase (code P). Indirect holdings up <1% to 1,129,011 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Oct 26, 2026, 2:18 PM ET |
| Oct 23, 2026 | Purchase (code P) | Derek Steven Pilecki (Control Person) bought 4,532 shares indirectly at about $2.58 ($12K), reported as a purchase (code P). Indirect holdings up <1% to 1,129,011 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Oct 26, 2026, 2:09 PM ET |
| Oct 20, 2026 | Purchase (code P) | Gator Capital Management, LLC (10% owner) bought 2,886 shares indirectly at about $2.57 ($7K), reported as a purchase (code P). Indirect holdings up <1% to 1,124,479 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Oct 22, 2026, 10:32 AM ET |
| Oct 20, 2026 | Purchase (code P) | Derek Steven Pilecki (10% owner) bought 2,886 shares indirectly at about $2.57 ($7K), reported as a purchase (code P). Indirect holdings up <1% to 1,124,479 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Oct 22, 2026, 10:29 AM ET |
| Jun 2–3, 2026 | Purchase (code P) | Derek Steven Pilecki (Control Person) bought 20,826 shares indirectly between Jun 2 and Jun 3 at about $2.59 ($54K), reported as a purchase (code P). Indirect holdings up 2% to 1,121,593 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Jun 4, 2026 |
| Jun 2–3, 2026 | Purchase (code P) | Gator Capital Management, LLC (10% owner) bought 20,826 shares indirectly between Jun 2 and Jun 3 at about $2.59 ($54K), reported as a purchase (code P). Indirect holdings up 2% to 1,121,593 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Jun 4, 2026 |
| May 1–28, 2026 | Purchase (code P) | Gator Capital Management, LLC (10% owner) bought 38,293 shares indirectly between May 1 and May 28 at about $2.57 ($98K), reported as a purchase (code P). Indirect holdings up 4% to 1,100,767 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Jun 2, 2026 |
| May 1–28, 2026 | Purchase (code P) | Derek Steven Pilecki (Control Person) bought 38,293 shares indirectly between May 1 and May 28 at about $2.57 ($98K), reported as a purchase (code P). Indirect holdings up 4% to 1,100,767 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Jun 2, 2026 |
26 routine transactions (such as grants, option exercises or tax withholding) are not listed.
Cluster buys
2 insiders bought in 30 days
$23K in purchases since Oct 23, 2026 · Purchases traded Oct 23, 2026 to Oct 23, 2026 · Active
| Insider | Value | Traded | Source |
|---|---|---|---|
| Derek Steven Pilecki (Control Person) | $12K | Oct 23, 2026 | SEC filing |
| Gator Capital Management, LLC (10% owner) | $12K | Oct 23, 2026 | SEC filing |
2 insiders bought in 30 days
$305K in purchases since May 28, 2026 · Purchases traded May 28, 2026 to Jun 3, 2026 · Closed
| Insider | Value | Traded | Source |
|---|---|---|---|
| Derek Steven Pilecki (Control Person) | $98K | May 28, 2026 | SEC filing |
| Gator Capital Management, LLC (10% owner) | $98K | May 28, 2026 | SEC filing |
| Gator Capital Management, LLC (10% owner) | $54K | Jun 3, 2026 | SEC filing |
| Derek Steven Pilecki (Control Person) | $54K | Jun 3, 2026 | SEC filing |
Red flags
No red flags in the last 12 months.
Key events
No key events in the last 12 months.
8-K filings, last 12 months
No 8-K filings in the last 12 months.
Red flags are objective triggers only: the item or form filed, never an opinion.
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