Insider Ledger
HERZ insider buying and SEC filings, explained
Herzfeld Credit Income Fund, Inc · CIK 880406
Tracked: Forms 3/4/5, 8-K, NT · All filings on sec.gov
Company profile
- Exchanges
- Nasdaq
- State of incorporation
- MD
- Fiscal year end
- Jun 30
- Former names
- HERZFELD CARIBBEAN BASIN FUND INC
Insider activity in the last 12 months
Bought
$182K
Insiders who bought
1
Sold (not marked 10b5-1)
$0
Planned sales (10b5-1)
$0
Insider purchases and sales, last 12 months
| Traded | Type | What was filed | Source |
|---|---|---|---|
| Apr 15, 2026 | Purchase (code P) | Thomas J. Herzfeld (Chairman of the Advisor) bought 3,610 shares at $16.01 ($58K), reported as a purchase (code P). Holdings up 2% to 197,248 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Apr 17, 2026 |
| Mar 27–Apr 15, 2026 | Purchase (code P) | Ryan M Paylor (Portfolio Manager) bought 486 shares between Mar 27 and Apr 15 at about $15.91 ($8K), reported as a purchase (code P). Holdings up 8% to 6,567 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Apr 17, 2026 |
| Mar 27, 2026 | Purchase (code P) | Thomas J. Herzfeld (Chairman of the Advisor) bought 2,974 shares at $15.50 ($46K), reported as a purchase (code P). Holdings up 2% to 193,638 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Mar 31, 2026 |
| Mar 2–3, 2026 | Purchase (code P) | Ryan M Paylor (Portfolio Manager) bought 152 shares between Mar 2 and Mar 3 at about $15.45 ($2K), reported as a purchase (code P). Holdings up 3% to 6,081 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Mar 4, 2026 |
| Mar 2–3, 2026 | Purchase (code P) | Thomas J. Herzfeld (Chairman of the Advisor) bought 5,036 shares between Mar 2 and Mar 3 at about $15.44 ($78K), reported as a purchase (code P). Holdings up 3% to 190,664 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Mar 4, 2026 |
12 routine transactions (such as grants, option exercises or tax withholding) are not listed.
Cluster buys
No cluster buys in the last 12 months.
Red flags
No red flags in the last 12 months.
Key events
No key events in the last 12 months.
8-K filings, last 12 months
No 8-K filings in the last 12 months.
Red flags are objective triggers only: the item or form filed, never an opinion.
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