Insider Ledger
HFRO insider buying and SEC filings, explained
Highland Opportunities & Income Fund · CIK 1710680
Tracked: Forms 3/4/5, 8-K, NT · All filings on sec.gov
Company profile
- Exchanges
- NYSE, NYSE, NYSE
- State of incorporation
- MA
- Fiscal year end
- Jun 30
- Former names
- HIGHLAND INCOME FUND\MA; HIGHLAND FLOATING RATE OPPORTUNITIES FUND; HIGHLAND FLOATING RATE OPPORTUNITIES FUND II
Insider activity in the last 12 months
Bought
$2.8M
Insiders who bought
1
Sold (not marked 10b5-1)
$0
Planned sales (10b5-1)
$0
Insider purchases and sales, last 12 months
| Traded | Type | What was filed | Source |
|---|---|---|---|
| Jun 9, 2026 | Purchase (code P) | Saba Capital Management, L.P. (10% owner) bought 123,589 shares indirectly at $6.88 ($850K), reported as a purchase (code P). Indirect holdings up 2% to 5,976,204 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Jun 11, 2026 |
| Jun 4–5, 2026 | Purchase (code P) | Saba Capital Management, L.P. (10% owner) bought 24,776 shares indirectly between Jun 4 and Jun 5 at about $6.72 ($166K), reported as a purchase (code P). Indirect holdings up <1% to 5,852,615 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Jun 8, 2026 |
| Jun 3, 2026 | Purchase (code P) | Saba Capital Management, L.P. (10% owner) bought 28,440 shares indirectly at $6.66 ($189K), reported as a purchase (code P). Indirect holdings up <1% to 5,827,839 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Jun 4, 2026 |
| Jun 1–2, 2026 | Purchase (code P) | Saba Capital Management, L.P. (10% owner) bought 83,866 shares indirectly between Jun 1 and Jun 2 at about $6.70 ($562K), reported as a purchase (code P). Indirect holdings up 1% to 5,799,399 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Jun 3, 2026 |
| May 28–29, 2026 | Purchase (code P) | Saba Capital Management, L.P. (10% owner) bought 41,899 shares indirectly between May 28 and May 29 at about $6.54 ($274K), reported as a purchase (code P). Indirect holdings up 1% to 5,715,533 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Jun 1, 2026 |
| May 26, 2026 | Purchase (code P) | Saba Capital Management, L.P. (10% owner) bought 15,858 shares indirectly at $6.27 ($99K), reported as a purchase (code P). Indirect holdings up <1% to 5,673,634 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed May 28, 2026 |
| May 21, 2026 | Purchase (code P) | Saba Capital Management, L.P. (10% owner) bought 20,490 shares indirectly at $6.25 ($128K), reported as a purchase (code P). Indirect holdings up <1% to 5,657,776 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed May 26, 2026 |
| May 19–20, 2026 | Purchase (code P) | Saba Capital Management, L.P. (10% owner) bought 62,976 shares indirectly between May 19 and May 20 at about $6.21 ($391K), reported as a purchase (code P). Indirect holdings up 1% to 5,637,286 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed May 21, 2026 |
| May 18, 2026 | Purchase (code P) | Saba Capital Management, L.P. (10% owner) bought 16,100 shares indirectly at $6.18 ($99K), reported as a purchase (code P). Indirect holdings up <1% to 5,574,310 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed May 19, 2026 |
Cluster buys
No cluster buys in the last 12 months.
Red flags
No red flags in the last 12 months.
Key events
No key events in the last 12 months.
8-K filings, last 12 months
No 8-K filings in the last 12 months.
Red flags are objective triggers only: the item or form filed, never an opinion.
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