HGBL insider buying and SEC filings, explained
Heritage Global Inc. · CIK 849145
Tracked: Forms 3/4/5, 8-K, NT · All filings on sec.gov
Insider activity in the last 12 months
Bought
$530K
Insiders who bought
4
Sold (not marked 10b5-1)
$399K
Planned sales (10b5-1)
$44K
Insider purchases and sales, last 12 months
| Traded | Type | What was filed | Source |
|---|---|---|---|
| Nov 2, 2026 | Planned (10b5-1) | James Edward Sklar (EVP, Gen Counsel & Secretary) sold 2,500 shares at about $1.23 ($3K), marked as a 10b5-1 plan trade. Holdings down 1% to 249,891 shares. | SEC filing Filed Nov 3, 2026, 4:00 PM ET |
| Oct 1, 2026 | Planned (10b5-1) | James Edward Sklar (EVP, Gen Counsel & Secretary) sold 2,500 shares at about $1.27 ($3K), marked as a 10b5-1 plan trade. Holdings down 1% to 252,391 shares. | SEC filing Filed Oct 2, 2026, 4:00 PM ET |
| Sep 25, 2026 | Sale | Ross Dove (CEO and Director) sold 300,000 shares at $1.33 ($399K). Holdings down 13% to 2,021,917 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Sep 29, 2026 |
| Sep 25, 2026 | Purchase (code P) | William L Burnham (Director) bought 300,000 shares indirectly (by entity) at $1.33 ($399K), reported as a purchase (code P). New position of 300,000 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Sep 29, 2026 |
| Sep 1, 2026 | Planned (10b5-1) | James Edward Sklar (EVP, Gen Counsel & Secretary) sold 2,500 shares at about $1.27 ($3K), marked as a 10b5-1 plan trade. Holdings down 1% to 254,891 shares. | SEC filing Filed Sep 2, 2026 |
| Aug 20, 2026 | Purchase (code P) | Brian J. Cobb (CFO) bought 20,000 shares at $1.10 ($22K), reported as a purchase (code P). Holdings up 9% to 245,353 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Aug 20, 2026 |
| Aug 17, 2026 | Purchase (code P) | Bruce Kenneth Hounsell (President / COO) bought 10,000 shares at $1.14 ($11K), reported as a purchase (code P). New position of 10,000 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Aug 17, 2026 |
| Aug 17, 2026 | Purchase (code P) | Nicholas Kirk Dove (President / COO) bought 60,000 shares at $1.10 ($66K), reported as a purchase (code P). Holdings up 48% to 186,000 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Aug 17, 2026 |
| May 21, 2026 | Purchase (code P) | Nicholas Kirk Dove (President / COO) bought 26,000 shares at $1.22 ($32K), reported as a purchase (code P). Holdings up 26% to 126,000 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed May 27, 2026 |
| May 1, 2026 | Planned (10b5-1) | James Edward Sklar (EVP, Gen Counsel & Secretary) sold 3,734 shares at about $1.33 ($5K), marked as a 10b5-1 plan trade. Holdings down 1% to 257,391 shares. | SEC filing Filed May 8, 2026 |
| Apr 1, 2026 | Planned (10b5-1) | James Edward Sklar (EVP, Gen Counsel & Secretary) sold 3,734 shares at about $1.35 ($5K), marked as a 10b5-1 plan trade. Holdings down 1% to 261,125 shares. | SEC filing Filed Apr 2, 2026 |
| Mar 2, 2026 | Planned (10b5-1) | James Edward Sklar (EVP, Gen Counsel & Secretary) sold 3,734 shares at about $1.30 ($5K), marked as a 10b5-1 plan trade. Holdings down 1% to 264,859 shares. | SEC filing Filed Mar 3, 2026 |
| Feb 2, 2026 | Planned (10b5-1) | James Edward Sklar (EVP, Gen Counsel & Secretary) sold 3,734 shares at about $1.37 ($5K), marked as a 10b5-1 plan trade. Holdings down 1% to 268,593 shares. | SEC filing Filed Feb 3, 2026 |
| Jan 2, 2026 | Planned (10b5-1) | James Edward Sklar (EVP, Gen Counsel & Secretary) sold 3,734 shares at about $1.23 ($5K), marked as a 10b5-1 plan trade. Holdings down 1% to 272,327 shares. | SEC filing Filed Jan 5, 2026 |
| Dec 1, 2025 | Planned (10b5-1) | James Edward Sklar (EVP, Gen Counsel & Secretary) sold 3,734 shares at about $1.31 ($5K), marked as a 10b5-1 plan trade. Holdings down 1% to 276,061 shares. | SEC filing Filed Dec 2, 2025 |
| Nov 3, 2025 | Planned (10b5-1) | James Edward Sklar (EVP, Gen Counsel & Secretary) sold 3,734 shares at about $1.43 ($5K), marked as a 10b5-1 plan trade. Holdings down 1% to 279,795 shares. | SEC filing Filed Nov 4, 2025 |
6 routine transactions (such as grants, option exercises or tax withholding) are not listed.
Cluster buys
3 insiders bought in 30 days
$99K in purchases since Aug 17, 2026 · Purchases traded Aug 17, 2026 to Aug 20, 2026 · Closed
| Insider | Value | Traded | Source |
|---|---|---|---|
| Nicholas Kirk Dove (President / COO) | $66K | Aug 17, 2026 | SEC filing |
| Bruce Kenneth Hounsell (President / COO) | $11K | Aug 17, 2026 | SEC filing |
| Brian J. Cobb (CFO) | $22K | Aug 20, 2026 | SEC filing |
Red flags
No red flags in the last 12 months.
Key events
No key events in the last 12 months.
8-K filings, last 12 months
No 8-K filings in the last 12 months.
Red flags are objective triggers only: the item or form filed, never an opinion.
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