HLI insider buying and SEC filings, explained
Houlihan Lokey, Inc. · CIK 1302215
Tracked: Forms 3/4/5, 8-K, NT · All filings on sec.gov
Insider activity in the last 12 months
Bought
$501K
Insiders who bought
1
Sold (not marked 10b5-1)
$854K
Planned sales (10b5-1)
$159K
Insider purchases and sales, last 12 months
| Traded | Type | What was filed | Source |
|---|---|---|---|
| Aug 3, 2026 | Open-market purchase | J. Lindsey Alley (CFO) bought 4,020 shares at about $124.52 ($501K) in an open-market purchase. New position of 4,020 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Aug 5, 2026 |
| Apr 1, 2026 | Planned (10b5-1) | Christopher M. Crain (General Counsel) sold 500 shares at $143.40 ($72K), marked as a 10b5-1 plan trade. Holdings down 100% to 0 shares. | SEC filing Filed Apr 2, 2026 |
| Feb 6, 2026 | Sale | Robert A. Schriesheim (Director) sold 5,000 shares at $170.86 ($854K). Holdings down 15% to 27,982 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Feb 10, 2026 |
| Jan 2, 2026 | Planned (10b5-1) | Christopher M. Crain (General Counsel) sold 500 shares at $174.17 ($87K), marked as a 10b5-1 plan trade. Holdings down 100% to 0 shares. | SEC filing Filed Jan 5, 2026 |
27 routine transactions (such as grants, option exercises or tax withholding) are not listed.
Cluster buys
No cluster buys in the last 12 months.
Red flags
No red flags in the last 12 months.
Key events
No key events in the last 12 months.
8-K filings, last 12 months
No 8-K filings in the last 12 months.
Red flags are objective triggers only: the item or form filed, never an opinion.
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