Insider Ledger
Hennessy Advisors Inc. (HNNA) insider buying and SEC filings
Hennessy Advisors Inc. · CIK 1145255
Tracked: Forms 3/4/5, 8-K, NT · All filings on sec.gov
Company profile
- Exchanges
- Nasdaq
- Industry (SIC)
- Investment Advice
- Fiscal year end
- Sep 30
Insider activity in the last 12 months
Bought
$0
Insiders who bought
0
Sold (not marked 10b5-1)
$189K
Planned sales (10b5-1)
$0
Insider purchases and sales, last 12 months
| Traded | Type | What was filed | Source |
|---|---|---|---|
| Sep 29, 2026 | Sale | Kiera Newton (Director) sold 504 shares at $10.02 ($5K). Holdings down 2% to 20,598 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Sep 30, 2026 |
| Sep 24, 2026 | Sale | Thomas L. Seavey (Director) sold 1,875 shares at $10.15 ($19K). Holdings down 3% to 59,754 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Sep 28, 2026 |
| Sep 24, 2026 | Sale | Daniel B. Steadman (Executive VP and Advisory Committee Member) sold 5,000 shares at about $10.26 ($51K). Holdings down 12% to 37,768 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Sep 25, 2026 |
| Sep 14–16, 2026 | Sale | Kiera Newton (Director) sold 792 shares between Sep 14 and Sep 16 at about $10.34 ($8K). Holdings down 5% to 15,502 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Sep 16, 2026 |
| May 11, 2026 | Sale | Kathryn Fahy (CFO) sold 10,000 shares at $10.00 ($100K). Holdings down 14% to 60,689 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed May 12, 2026 |
| Dec 30, 2025 | Sale | Kiera Newton (Director) sold 571 shares at $9.35 ($5K). Holdings down 3% to 16,294 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Dec 31, 2025 |
16 routine transactions (such as grants, option exercises or tax withholding) are not listed.
Cluster buys
No cluster buys in the last 12 months.
Red flags
No red flags in the last 12 months.
Key events
No key events in the last 12 months.
8-K filings, last 12 months
| Filed | Items | Tag | Source |
|---|---|---|---|
| Oct 28, 2026, 4:15 PM ET 8-K | Reg FD disclosure (Item 7.01) | SEC filing |
Red flags are objective triggers only: the item or form filed, never an opinion.
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