HOPE insider buying and SEC filings, explained
Hope Bancorp Inc. · CIK 1128361
Tracked: Forms 3/4/5, 8-K, NT · All filings on sec.gov
Insider activity in the last 12 months
Bought
$0
Insiders who bought
0
Sold (not marked 10b5-1)
$1.6M
Planned sales (10b5-1)
$0
Insider purchases and sales, last 12 months
| Traded | Type | What was filed | Source |
|---|---|---|---|
| Sep 1, 2026 | Sale | Thomas Stenger (SEVP, Chief Risk Officer) sold 1,650 shares at about $13.80 ($23K). Holdings down 6% to 24,478 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Sep 9, 2026 |
| Aug 3, 2026 | Sale | Daisy Y. Ha (Director) sold 26,995 shares indirectly (by trust) at $14.25 ($385K). Holdings by trust down 7% to 346,120 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Aug 4, 2026 |
| Jun 8, 2026 | Sale | Thomas Stenger (SEVP, Chief Risk Officer) sold 1,500 shares at about $12.68 ($19K). Holdings down 5% to 26,128 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Jun 9, 2026 |
| May 6, 2026 | Sale | Daisy Y. Ha (Director) sold 12,000 shares indirectly (by trust) at about $12.53 ($150K). Holdings by trust down 3% to 373,115 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed May 8, 2026 |
| Feb 5–6, 2026 | Sale | Daisy Y. Ha (Director) sold 56,553 shares indirectly (by trust) between Feb 5 and Feb 6 at about $12.52 ($708K). Holdings by trust down 100% to 0 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Feb 6, 2026 |
| Dec 11, 2025 | Sale | David P Malone (Director) sold 20,820 shares at $11.50 ($239K). Holdings down 24% to 66,658 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Dec 12, 2025 |
| Dec 10–12, 2025 | Sale | Jason K. Kim (SEVP, Chief Bus. Bnking Ofcr) sold 3,000 shares between Dec 10, 2025 and Dec 12, 2025 at about $11.52 ($35K). Holdings down 4% to 79,666 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Dec 12, 2025 |
| Dec 8, 2025 | Sale | Thomas Stenger (SEVP, Chief Risk Officer) sold 1,867 shares at $11.00 ($21K). Holdings down 8% to 20,322 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Dec 8, 2025 |
| Nov 19, 2025 | Sale | Thomas Stenger (SEVP, Chief Risk Officer) sold 2,100 shares at $10.00 ($21K). Holdings down 9% to 22,189 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Nov 19, 2025 |
26 routine transactions (such as grants, option exercises or tax withholding) are not listed.
Cluster buys
No cluster buys in the last 12 months.
Red flags
No red flags in the last 12 months.
Key events
No key events in the last 12 months.
8-K filings, last 12 months
No 8-K filings in the last 12 months.
Red flags are objective triggers only: the item or form filed, never an opinion.
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