Insider Ledger
HRZN insider buying and SEC filings, explained
Horizon Technology Finance Corp · CIK 1487428
Tracked: Forms 3/4/5, 8-K, NT · All filings on sec.gov
Company profile
- Exchanges
- Nasdaq, NYSE
- State of incorporation
- DE
- Fiscal year end
- Dec 31
Insider activity in the last 12 months
Bought
$630K
Insiders who bought
6
Sold (not marked 10b5-1)
$0
Planned sales (10b5-1)
$0
Insider purchases and sales, last 12 months
| Traded | Type | What was filed | Source |
|---|---|---|---|
| Jun 9, 2026 | Purchase (code P) | Kimberley Ann O'Connor (Director) bought 10,000 shares at $4.37 ($44K), reported as a purchase (code P). New position of 10,000 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Jun 11, 2026 |
| Jun 9, 2026 | Purchase (code P) Amended filing | Thomas J. Allison (Director) bought 6,000 shares at $4.36 ($26K), reported as a purchase (code P). Holdings up 12% to 56,617 shares. Not marked as a 10b5-1 plan trade. This amends a filing from Jun 10. | SEC filing Filed Jun 11, 2026 |
| Jun 10, 2026 | Purchase (code P) | Daniel R. Trolio (CFO) bought 11,500 shares at $4.34 ($50K), reported as a purchase (code P). Holdings up 326% to 15,023 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Jun 10, 2026 |
| Jun 9, 2026 | Purchase (code P) | Jonathan Joseph Goodman (Director) bought 6,000 shares indirectly (by trust) at $4.33 ($26K), reported as a purchase (code P). Holdings by trust up 260% to 8,312 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Jun 10, 2026 |
| Jun 9, 2026 | Purchase (code P) | Paul G Seitz (Chief Investment Officer) bought 11,477 shares at $4.35 ($50K), reported as a purchase (code P). Holdings up 999%+ to 12,242 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Jun 10, 2026 |
| Jun 9, 2026 | Purchase (code P) | Michael Balkin (CEO and Director) bought 100,000 shares at $4.34 ($434K), reported as a purchase (code P). Holdings up 81% to 223,527 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Jun 10, 2026 |
4 routine transactions (such as grants, option exercises or tax withholding) are not listed.
Cluster buys
6 insiders bought in 30 days
$630K in purchases since Jun 9, 2026 · Purchases traded Jun 9, 2026 to Jun 10, 2026 · Closed
| Insider | Value | Traded | Source |
|---|---|---|---|
| Michael Balkin (CEO) | $434K | Jun 9, 2026 | SEC filing |
| Paul G Seitz (Chief Investment Officer) | $50K | Jun 9, 2026 | SEC filing |
| Jonathan Joseph Goodman (Director) | $26K | Jun 9, 2026 | SEC filing |
| Thomas J. Allison (Director) | $26K | Jun 9, 2026 | SEC filing |
| Kimberley Ann O'Connor (Director) | $44K | Jun 9, 2026 | SEC filing |
| Daniel R. Trolio (CFO) | $50K | Jun 10, 2026 | SEC filing |
Red flags
No red flags in the last 12 months.
Key events
No key events in the last 12 months.
8-K filings, last 12 months
No 8-K filings in the last 12 months.
Red flags are objective triggers only: the item or form filed, never an opinion.
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