HTGC insider buying and SEC filings, explained
Hercules Capital, Inc. · CIK 1280784
Tracked: Forms 3/4/5, 8-K, NT · All filings on sec.gov
Insider activity in the last 12 months
Bought
$2.8M
Insiders who bought
11
Sold (not marked 10b5-1)
$0
Planned sales (10b5-1)
$0
Insider purchases and sales, last 12 months
| Traded | Type | What was filed | Source |
|---|---|---|---|
| Mar 26, 2026 | Purchase (code P) | DeAnne Aguirre (Director) bought 7,317 shares at $14.35 ($105K), reported as a purchase (code P). Holdings up 213% to 10,749 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Mar 30, 2026 |
| Mar 26, 2026 | Purchase (code P) | Wade Loo (Director) bought 7,317 shares at $14.35 ($105K), reported as a purchase (code P). Holdings up 109% to 14,050 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Mar 30, 2026 |
| Mar 26, 2026 | Purchase (code P) | Nikos Theodosopoulos (Director) bought 7,317 shares at $14.35 ($105K), reported as a purchase (code P). Holdings up 33% to 29,362 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Mar 30, 2026 |
| Mar 26, 2026 | Purchase (code P) | Thomas J Fallon (Director) bought 7,300 shares indirectly (by trust) at $14.30 ($104K), reported as a purchase (code P). Holdings by trust up 5% to 157,669 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Mar 30, 2026 |
| Mar 26, 2026 | Purchase (code P) | Paramjeet K Randhawa (Director) bought 2,926 shares at $14.35 ($42K), reported as a purchase (code P). Holdings up 15% to 22,486 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Mar 30, 2026 |
| Mar 26, 2026 | Purchase (code P) | Gayle A. Crowell (Director) bought 7,317 shares at $14.35 ($105K), reported as a purchase (code P). Holdings up 8% to 97,589 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Mar 30, 2026 |
| Mar 26, 2026 | Purchase (code P) | Robert P. Badavas (Director) bought 3,658 shares at $14.35 ($52K), reported as a purchase (code P). Holdings up 259% to 5,070 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Mar 30, 2026 |
| Mar 4, 2026 | Purchase (code P) Amended filing | Christian Follmann (President / COO) bought 5,000 shares at $14.68 ($73K), reported as a purchase (code P). Holdings up 3% to 150,135 shares. Not marked as a 10b5-1 plan trade. This amends a filing from Mar 5. | SEC filing Filed Mar 5, 2026 |
| Mar 4, 2026 | Purchase (code P) | Paramjeet K Randhawa (Director) bought 3,050 shares at $14.78 ($45K), reported as a purchase (code P). Holdings up 18% to 19,560 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Mar 5, 2026 |
| Feb 27, 2026 | Purchase (code P) Amended filing | Seth H Meyer (CFO) bought 14,000 shares at $14.33 ($201K), reported as a purchase (code P). Holdings up 3% to 448,553 shares. Not marked as a 10b5-1 plan trade. This amends a filing from Feb 27. | SEC filing Filed Mar 2, 2026 |
| Feb 27, 2026 | Purchase (code P) | Kiersten Zaza Botelho (Chief Legal Officer & CCO) bought 1,300 shares at $14.21 ($18K), reported as a purchase (code P). Holdings up 1% to 93,336 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Feb 27, 2026 |
| Feb 27, 2026 | Purchase (code P) | Nikos Theodosopoulos (Director) bought 2,600 shares at $14.21 ($37K), reported as a purchase (code P). Holdings up 14% to 21,523 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Feb 27, 2026 |
| Feb 27, 2026 | Purchase (code P) | Scott Bluestein (CEO) bought 7,000 shares at $14.35 ($100K), reported as a purchase (code P). Holdings up <1% to 2,516,379 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Feb 27, 2026 |
| Feb 27, 2026 | Purchase (code P) | Thomas J Fallon (Director) bought 20,000 shares indirectly (by trust) at $14.20 ($284K), reported as a purchase (code P). Holdings by trust up 15% to 150,369 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Feb 27, 2026 |
| Feb 27, 2026 | Purchase (code P) | Robert P. Badavas (Director) bought 5,000 shares indirectly (by trust) at $14.27 ($71K), reported as a purchase (code P). Holdings by trust up 4% to 122,073 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Feb 27, 2026 |
| Feb 25, 2026 | Purchase (code P) | Wade Loo (Director) bought 3,300 shares indirectly (by trust) at $14.98 ($49K), reported as a purchase (code P). Holdings by trust up 11% to 32,767 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Feb 26, 2026 |
| Feb 24, 2026 | Purchase (code P) | Thomas J Fallon (Director) bought 10,000 shares indirectly (by trust) at $14.98 ($150K), reported as a purchase (code P). Holdings by trust up 8% to 130,369 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Feb 25, 2026 |
| Feb 24, 2026 | Purchase (code P) | Robert P. Badavas (Director) bought 5,000 shares indirectly (by trust) at $15.01 ($75K), reported as a purchase (code P). Holdings by trust up 4% to 117,073 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Feb 25, 2026 |
| Feb 23, 2026 | Purchase (code P) | Gayle A. Crowell (Director) bought 6,600 shares at $15.20 ($100K), reported as a purchase (code P). Holdings up 8% to 87,458 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Feb 25, 2026 |
| Feb 24, 2026 | Purchase (code P) | Scott Bluestein (CEO) bought 30,000 shares at $15.08 ($452K), reported as a purchase (code P). Holdings up 1% to 2,509,379 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Feb 24, 2026 |
| Feb 17, 2026 | Purchase (code P) | Nikos Theodosopoulos (Director) bought 6,165 shares at $15.93 ($98K), reported as a purchase (code P). Holdings up 48% to 18,923 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Feb 19, 2026 |
| Feb 17, 2026 | Purchase (code P) | Thomas J Fallon (Director) bought 20,000 shares indirectly (by trust) at $15.88 ($318K), reported as a purchase (code P). Holdings by trust up 20% to 120,369 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Feb 19, 2026 |
| Nov 3, 2025 | Purchase (code P) | Gayle A. Crowell (Director) bought 6,000 shares at $17.77 ($107K), reported as a purchase (code P). Holdings up 8% to 78,727 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Nov 4, 2025 |
32 routine transactions (such as grants, option exercises or tax withholding) are not listed.
Cluster buys
11 insiders bought in 30 days
$2.7M in purchases since Feb 17, 2026 · Purchases traded Feb 17, 2026 to Mar 26, 2026 · Closed
| Insider | Value | Traded | Source |
|---|---|---|---|
| Thomas J Fallon (Director) | $318K | Feb 17, 2026 | SEC filing |
| Nikos Theodosopoulos (Director) | $98K | Feb 17, 2026 | SEC filing |
| Gayle A. Crowell (Director) | $100K | Feb 23, 2026 | SEC filing |
| Scott Bluestein (CEO) | $452K | Feb 24, 2026 | SEC filing |
| Robert P. Badavas (Director) | $75K | Feb 24, 2026 | SEC filing |
| Thomas J Fallon (Director) | $150K | Feb 24, 2026 | SEC filing |
| Wade Loo (Director) | $49K | Feb 25, 2026 | SEC filing |
| Robert P. Badavas (Director) | $71K | Feb 27, 2026 | SEC filing |
| Thomas J Fallon (Director) | $284K | Feb 27, 2026 | SEC filing |
| Scott Bluestein (CEO) | $100K | Feb 27, 2026 | SEC filing |
| Nikos Theodosopoulos (Director) | $37K | Feb 27, 2026 | SEC filing |
| Kiersten Zaza Botelho (Chief Legal Officer & CCO) | $18K | Feb 27, 2026 | SEC filing |
| Seth H Meyer (CFO) | $201K | Feb 27, 2026 | SEC filing |
| Paramjeet K Randhawa (Director) | $45K | Mar 4, 2026 | SEC filing |
| Christian Follmann (President / COO) | $73K | Mar 4, 2026 | SEC filing |
| Robert P. Badavas (Director) | $52K | Mar 26, 2026 | SEC filing |
| Gayle A. Crowell (Director) | $105K | Mar 26, 2026 | SEC filing |
| Paramjeet K Randhawa (Director) | $42K | Mar 26, 2026 | SEC filing |
| Thomas J Fallon (Director) | $104K | Mar 26, 2026 | SEC filing |
| Nikos Theodosopoulos (Director) | $105K | Mar 26, 2026 | SEC filing |
| Wade Loo (Director) | $105K | Mar 26, 2026 | SEC filing |
| DeAnne Aguirre (Director) | $105K | Mar 26, 2026 | SEC filing |
Red flags
No red flags in the last 12 months.
Key events
No key events in the last 12 months.
8-K filings, last 12 months
No 8-K filings in the last 12 months.
Red flags are objective triggers only: the item or form filed, never an opinion.
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