JFR insider buying and SEC filings, explained
Nuveen Floating Rate Income Fund · CIK 1276533
Tracked: Forms 3/4/5, 8-K, NT · All filings on sec.gov
Insider activity in the last 12 months
Bought
$103K
Insiders who bought
1
Sold (not marked 10b5-1)
$66K
Planned sales (10b5-1)
$0
Insider purchases and sales, last 12 months
| Traded | Type | What was filed | Source |
|---|---|---|---|
| Sep 8, 2026 | Sale | Terence J. Toth (Trustee) sold 4,464 shares at $7.65 ($34K). Holdings down 100% to 0 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Sep 8, 2026 |
| Mar 30–31, 2026 | Purchase (code P) | Scott C. Caraher (Portfolio Manager) bought 14,000 shares between Mar 30 and Mar 31 at about $7.33 ($103K), reported as a purchase (code P). Holdings up 31% to 59,440 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Apr 24, 2026 |
| Dec 30, 2025 | Sale | David J. Lamb (Vice President) sold 4,000 shares at $7.84 ($31K). Holdings down 18% to 18,338 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Jan 2, 2026 |
Cluster buys
No cluster buys in the last 12 months.
Red flags
No red flags in the last 12 months.
Key events
No key events in the last 12 months.
8-K filings, last 12 months
No 8-K filings in the last 12 months.
Red flags are objective triggers only: the item or form filed, never an opinion.
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