JOF insider buying and SEC filings, explained
Japan Smaller Capitalization Fund Inc. · CIK 859796
Tracked: Forms 3/4/5, 8-K, NT · All filings on sec.gov
Insider activity in the last 12 months
Bought
$1.6M
Insiders who bought
2
Sold (not marked 10b5-1)
$0
Planned sales (10b5-1)
$0
Insider purchases and sales, last 12 months
| Traded | Type | What was filed | Source |
|---|---|---|---|
| Nov 2, 2026 | Purchase (code P) | Saba Capital Management, L.P. (10% owner) bought 2,720 shares indirectly at $11.00 ($30K), reported as a purchase (code P). Indirect holdings up <1% to 2,824,832 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Nov 3, 2026, 5:44 PM ET |
| Oct 29–30, 2026 | Purchase (code P) | Saba Capital Management, L.P. (10% owner) bought 63,769 shares indirectly between Oct 29 and Oct 30 at about $11.01 ($702K), reported as a purchase (code P). Indirect holdings up 2% to 2,822,112 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Nov 2, 2026, 5:57 PM ET |
| Oct 28, 2026 | Purchase (code P) | Saba Capital Management, L.P. (10% owner) bought 15,967 shares indirectly at $11.38 ($182K), reported as a purchase (code P). Indirect holdings up 1% to 2,758,343 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Oct 29, 2026, 5:32 PM ET |
| Oct 16–19, 2026 | Purchase (code P) | Saba Capital Management, L.P. (10% owner) bought 46,222 shares indirectly between Oct 16 and Oct 19 at $11.94 ($552K), reported as a purchase (code P). Indirect holdings up 2% to 2,742,376 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Oct 20, 2026, 2:15 PM ET |
| Oct 14, 2026 | Purchase (code P) | Saba Capital Management, L.P. (10% owner) bought 13,133 shares indirectly at $12.33 ($162K), reported as a purchase (code P). Indirect holdings up <1% to 2,696,154 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Oct 16, 2026, 2:36 PM ET |
| Dec 22, 2025 | Purchase (code P) | Tina Jones (Director) bought 950 shares at $10.80 ($10K), reported as a purchase (code P). New position of 950 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Dec 23, 2025 |
Cluster buys
No cluster buys in the last 12 months.
Red flags
No red flags in the last 12 months.
Key events
No key events in the last 12 months.
8-K filings, last 12 months
No 8-K filings in the last 12 months.
Red flags are objective triggers only: the item or form filed, never an opinion.
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