LFT insider buying and SEC filings, explained
Lument Finance Trust, Inc. · CIK 1547546
Tracked: Forms 3/4/5, 8-K, NT · All filings on sec.gov
Insider activity in the last 12 months
Bought
$296K
Insiders who bought
4
Sold (not marked 10b5-1)
$71K
Planned sales (10b5-1)
$0
Insider purchases and sales, last 12 months
| Traded | Type | What was filed | Source |
|---|---|---|---|
| Aug 24, 2026 | Purchase (code P) | James A. Briggs (CFO) bought 20,000 shares at $0.6900 ($14K), reported as a purchase (code P). Holdings up 32% to 81,950 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Aug 25, 2026 |
| Aug 21–24, 2026 | Purchase (code P) | James Peter Flynn (CEO) bought 30,000 shares between Aug 21 and Aug 24 at $0.6800 ($20K), reported as a purchase (code P). Holdings up 7% to 472,939 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Aug 25, 2026 |
| Aug 20, 2026 | Purchase (code P) | James Peter Flynn (CEO) bought 20,000 shares at $0.6300 ($13K), reported as a purchase (code P). Holdings up 5% to 442,939 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Aug 21, 2026 |
| Aug 20, 2026 | Purchase (code P) | William A. Houlihan (Director) bought 20,000 shares at $0.6200 ($12K), reported as a purchase (code P). Holdings up 7% to 320,732 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Aug 21, 2026 |
| Aug 18–19, 2026 | Purchase (code P) | James Peter Flynn (CEO) bought 44,000 shares between Aug 18 and Aug 19 at $0.6100 ($27K), reported as a purchase (code P). Holdings up 12% to 422,939 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Aug 20, 2026 |
| Aug 18, 2026 | Purchase (code P) | William A. Houlihan (Director) bought 20,000 shares at $0.6000 ($12K), reported as a purchase (code P). Holdings up 7% to 300,732 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Aug 20, 2026 |
| May 20–21, 2026 | Purchase (code P) | William A. Houlihan (Director) bought 20,000 shares between May 20 and May 21 at about $1.17 ($23K), reported as a purchase (code P). Holdings up 8% to 280,732 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed May 22, 2026 |
| Mar 27, 2026 | Purchase (code P) | William A. Houlihan (Director) bought 5,000 shares at $1.30 ($7K), reported as a purchase (code P). Holdings up 2% to 260,732 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Apr 1, 2026 |
| Mar 26, 2026 | Other purchase | Walter C Keenan (Director) bought 5,000 preferred stock indirectly (by spouse) at $19.63 ($98K), reported as a purchase (code P). Holdings by spouse up 93% to 10,400 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Mar 27, 2026 |
| Mar 26, 2026 | Sale | Walter C Keenan (Director) sold 3,600 shares at about $19.67 ($71K). Holdings down 48% to 3,900 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Mar 27, 2026 |
| Mar 26, 2026 | Other purchase | Walter C Keenan (Director) bought 1,500 preferred stock at $19.50 ($29K), reported as a purchase (code P). Holdings up 38% to 5,400 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Mar 27, 2026 |
| Mar 26, 2026 | Purchase (code P) | William A. Houlihan (Director) bought 15,000 shares at $1.29 ($19K), reported as a purchase (code P). Holdings up 6% to 255,732 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Mar 27, 2026 |
| Dec 30, 2025 | Purchase (code P) | Walter C Keenan (Director) bought 25,000 shares indirectly (by spouse) at $1.46 ($37K), reported as a purchase (code P). Holdings by spouse up 15% to 197,116 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Jan 8, 2026 |
| Dec 18–19, 2025 | Purchase (code P) | Walter C Keenan (Director) bought 10,000 shares between Dec 18, 2025 and Dec 19, 2025 at about $1.49 ($15K), reported as a purchase (code P). Holdings up 6% to 172,116 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Dec 22, 2025 |
| Dec 1, 2025 | Purchase (code P) | James A. Briggs (CFO) bought 10,000 shares at $1.61 ($16K), reported as a purchase (code P). Holdings up 19% to 61,950 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Dec 2, 2025 |
| Nov 26–28, 2025 | Purchase (code P) | James A. Briggs (CFO) bought 3,200 shares between Nov 26, 2025 and Nov 28, 2025 at about $1.61 ($5K), reported as a purchase (code P). Holdings up 7% to 51,950 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Nov 28, 2025 |
| Nov 26, 2025 | Purchase (code P) | James Peter Flynn (CEO) bought 55,000 shares at $1.60 ($88K), reported as a purchase (code P). Holdings up 17% to 378,939 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Nov 26, 2025 |
| Nov 25, 2025 | Purchase (code P) | William A. Houlihan (Director) bought 3,000 shares at $1.59 ($5K), reported as a purchase (code P). Holdings up 1% to 240,732 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Nov 26, 2025 |
12 routine transactions (such as grants, option exercises or tax withholding) are not listed.
Cluster buys
3 insiders bought in 30 days
$98K in purchases since Aug 18, 2026 · Purchases traded Aug 18, 2026 to Aug 24, 2026 · Closed
| Insider | Value | Traded | Source |
|---|---|---|---|
| William A. Houlihan (Director) | $12K | Aug 18, 2026 | SEC filing |
| James Peter Flynn (CEO) | $27K | Aug 19, 2026 | SEC filing |
| William A. Houlihan (Director) | $12K | Aug 20, 2026 | SEC filing |
| James Peter Flynn (CEO) | $13K | Aug 20, 2026 | SEC filing |
| James Peter Flynn (CEO) | $20K | Aug 24, 2026 | SEC filing |
| James A. Briggs (CFO) | $14K | Aug 24, 2026 | SEC filing |
3 insiders bought in 30 days
$156K in purchases since Nov 26, 2025 · Purchases traded Nov 26, 2025 to Dec 30, 2025 · Closed
| Insider | Value | Traded | Source |
|---|---|---|---|
| James Peter Flynn (CEO) | $88K | Nov 26, 2025 | SEC filing |
| James A. Briggs (CFO) | $16K | Dec 1, 2025 | SEC filing |
| Walter C Keenan (Director) | $15K | Dec 19, 2025 | SEC filing |
| Walter C Keenan (Director) | $37K | Dec 30, 2025 | SEC filing |
Red flags
No red flags in the last 12 months.
Key events
No key events in the last 12 months.
8-K filings, last 12 months
No 8-K filings in the last 12 months.
Red flags are objective triggers only: the item or form filed, never an opinion.
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