LIEN insider buying and SEC filings, explained
Chicago Atlantic BDC, Inc. · CIK 1843162
Tracked: Forms 3/4/5, 8-K, NT · All filings on sec.gov
Insider activity in the last 12 months
Bought
$1.2M
Insiders who bought
4
Sold (not marked 10b5-1)
$0
Planned sales (10b5-1)
$0
Insider purchases and sales, last 12 months
| Traded | Type | What was filed | Source |
|---|---|---|---|
| Aug 31, 2026 | Purchase (code P) | Scott Gordon (Co-Chief Investment Officer and Director) bought 134 shares at $10.22 ($1K), reported as a purchase (code P). Holdings up <1% to 96,190 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Sep 1, 2026 |
| Aug 28–31, 2026 | Purchase (code P) | Bernardino Colonna (President / COO) bought 1,000 shares between Aug 28 and Aug 31 at about $10.23 ($10K), reported as a purchase (code P). Holdings up 25% to 5,030 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Sep 1, 2026 |
| Aug 25–27, 2026 | Purchase (code P) | Bernardino Colonna (President / COO) bought 1,600 shares between Aug 25 and Aug 27 at about $10.17 ($16K), reported as a purchase (code P). Holdings up 66% to 4,030 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Aug 27, 2026 |
| Aug 25–27, 2026 | Purchase (code P) | Scott Gordon (Co-Chief Investment Officer and Director) bought 7,733 shares between Aug 25 and Aug 27 at about $10.17 ($79K), reported as a purchase (code P). Holdings up 9% to 96,056 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Aug 27, 2026 |
| Aug 20–24, 2026 | Purchase (code P) | Scott Gordon (Co-Chief Investment Officer and Director) bought 9,215 shares between Aug 20 and Aug 24 at about $9.77 ($90K), reported as a purchase (code P). Holdings up 12% to 88,323 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Aug 24, 2026 |
| Aug 17, 2026 | Purchase (code P) | John Mazarakis (10% owner) bought 60,000 shares at about $9.44 ($566K), reported as a purchase (code P). New position of 60,000 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Aug 19, 2026 |
| Aug 17–19, 2026 | Purchase (code P) | Scott Gordon (Co-Chief Investment Officer and Director) bought 44,084 shares between Aug 17 and Aug 19 at about $9.55 ($421K), reported as a purchase (code P). Holdings up 126% to 79,108 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Aug 19, 2026 |
| Aug 17, 2026 | Purchase (code P) | Gianni James Lezziere Fazio (Chief Accounting Officer) bought 200 shares at $9.55 ($2K), reported as a purchase (code P). New position of 200 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Aug 19, 2026 |
| Aug 17, 2026 | Purchase (code P) | Umesh Mahajan (Secretary; Co-CIO) bought 4,000 shares at $9.60 ($38K), reported as a purchase (code P). Holdings up 133% to 6,997 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Aug 19, 2026 |
Cluster buys
4 insiders bought in 30 days
$1.2M in purchases since Aug 17, 2026 · Purchases traded Aug 17, 2026 to Aug 31, 2026 · Closed
| Insider | Value | Traded | Source |
|---|---|---|---|
| Umesh Mahajan (Secretary; Co-CIO) | $38K | Aug 17, 2026 | SEC filing |
| John Mazarakis (10% owner) | $566K | Aug 17, 2026 | SEC filing |
| Scott Gordon (Co-Chief Investment Officer) | $421K | Aug 19, 2026 | SEC filing |
| Scott Gordon (Co-Chief Investment Officer) | $90K | Aug 24, 2026 | SEC filing |
| Scott Gordon (Co-Chief Investment Officer) | $79K | Aug 27, 2026 | SEC filing |
| Bernardino Colonna (President / COO) | $16K | Aug 27, 2026 | SEC filing |
| Bernardino Colonna (President / COO) | $10K | Aug 31, 2026 | SEC filing |
Red flags
No red flags in the last 12 months.
Key events
No key events in the last 12 months.
8-K filings, last 12 months
No 8-K filings in the last 12 months.
Red flags are objective triggers only: the item or form filed, never an opinion.
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