Insider Ledger
LOB insider buying and SEC filings, explained
Live Oak Bancshares, Inc. · CIK 1462120
Tracked: Forms 3/4/5, 8-K, NT · All filings on sec.gov
Company profile
- Exchanges
- NYSE, NYSE
- Industry (SIC)
- State Commercial Banks
- State of incorporation
- NC
- Fiscal year end
- Dec 31
Insider activity in the last 12 months
Bought
$130K
Insiders who bought
2
Sold (not marked 10b5-1)
$3.7M
Planned sales (10b5-1)
$16.6M
Insider purchases and sales, last 12 months
| Traded | Type | What was filed | Source |
|---|---|---|---|
| Oct 26, 2026 | Planned (10b5-1) | Gregory W Seward (General Counsel) sold 5,000 shares at about $35.31 ($177K), marked as a 10b5-1 plan trade. Holdings down 4% to 108,797 shares. | SEC filing Filed Oct 28, 2026, 4:23 PM ET |
| Sep 9–10, 2026 | Planned (10b5-1) | James S. Mahan III (CEO and Director) sold 20,000 shares indirectly (by trust) between Sep 9 and Sep 10 at about $38.69 ($774K), marked as a 10b5-1 plan trade. Holdings by trust down 1% to 2,747,844 shares. | SEC filing Filed Sep 11, 2026 |
| Sep 3, 2026 | Sale | Tonya Williams Bradford (Director) sold 1,600 shares at $39.89 ($64K). Holdings down 17% to 8,043 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Sep 8, 2026 |
| Sep 3, 2026 | Planned (10b5-1) | William L. Williams III (Director) sold 6,590 shares indirectly (by trust) at about $40.09 ($264K), marked as a 10b5-1 plan trade. Holdings by trust down 1% to 1,105,726 shares. | SEC filing Filed Sep 8, 2026 |
| Sep 3, 2026 | Planned (10b5-1) | James S. Mahan III (CEO and Director) sold 10,000 shares indirectly (by trust) at about $39.75 ($398K), marked as a 10b5-1 plan trade. Holdings by trust down <1% to 2,767,844 shares. | SEC filing Filed Sep 8, 2026 |
| Sep 2, 2026 | Planned (10b5-1) | William L. Williams III (Director) sold 1,810 shares indirectly (by trust) at about $40.00 ($72K), marked as a 10b5-1 plan trade. Holdings by trust down <1% to 1,112,316 shares. | SEC filing Filed Sep 3, 2026 |
| Sep 2, 2026 | Planned (10b5-1) | James S. Mahan III (CEO and Director) sold 10,000 shares indirectly (by trust) at about $39.54 ($395K), marked as a 10b5-1 plan trade. Holdings by trust down <1% to 2,777,844 shares. | SEC filing Filed Sep 3, 2026 |
| Aug 26–27, 2026 | Planned (10b5-1) | James S. Mahan III (CEO and Director) sold 20,000 shares indirectly (by trust) between Aug 26 and Aug 27 at about $39.83 ($797K), marked as a 10b5-1 plan trade. Holdings by trust down 1% to 2,787,844 shares. | SEC filing Filed Aug 28, 2026 |
| Aug 19–20, 2026 | Planned (10b5-1) | James S. Mahan III (CEO and Director) sold 20,000 shares indirectly (by trust) between Aug 19 and Aug 20 at about $40.88 ($818K), marked as a 10b5-1 plan trade. Holdings by trust down 1% to 2,807,844 shares. | SEC filing Filed Aug 21, 2026 |
| Aug 12–13, 2026 | Planned (10b5-1) | James S. Mahan III (CEO and Director) sold 20,000 shares indirectly (by trust) between Aug 12 and Aug 13 at about $42.93 ($859K), marked as a 10b5-1 plan trade. Holdings by trust down 1% to 2,827,844 shares. | SEC filing Filed Aug 14, 2026 |
| Aug 4, 2026 | Sale | Courtney Spencer (Chief Experience Officer) sold 154 shares indirectly (by spouse) at $43.68 ($7K). Holdings by spouse down 100% to 0 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Aug 5, 2026 |
| Aug 4, 2026 | Sale | David G. Lucht (Director) sold 2,000 shares at about $44.36 ($89K). Holdings down 13% to 13,623 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Aug 5, 2026 |
| Aug 3, 2026 | Planned (10b5-1) | William L. Williams III (Director) sold 8,400 shares indirectly (by trust) at about $43.08 ($362K), marked as a 10b5-1 plan trade. Holdings by trust down 1% to 1,114,126 shares. | SEC filing Filed Aug 5, 2026 |
| Jul 28, 2026 | Sale | Mark Michael Moroz (Chief Banking Officer) sold 6,100 shares at about $42.08 ($257K). Holdings down 33% to 12,110 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Jul 29, 2026 |
| Jul 27, 2026 | Sale | David G. Lucht (Director) sold 3,000 shares at about $42.13 ($126K). Holdings down 16% to 15,623 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Jul 29, 2026 |
| Jul 1, 2026 | Planned (10b5-1) | William L. Williams III (Director) sold 8,400 shares indirectly (by trust) at about $41.61 ($350K), marked as a 10b5-1 plan trade. Holdings by trust down 1% to 1,122,526 shares. | SEC filing Filed Jul 6, 2026 |
| Jun 24, 2026 | Planned (10b5-1) | William L. Williams III (Director) sold 8,400 shares indirectly (by trust) at $40.05 ($336K), marked as a 10b5-1 plan trade. Holdings by trust down 1% to 1,130,926 shares. | SEC filing Filed Jun 25, 2026 |
| Jun 10–11, 2026 | Planned (10b5-1) | James S. Mahan III (CEO and Director) sold 20,000 shares indirectly (by trust) between Jun 10 and Jun 11 at about $38.46 ($769K), marked as a 10b5-1 plan trade. Holdings by trust down 1% to 2,847,844 shares. | SEC filing Filed Jun 12, 2026 |
| Jun 3–4, 2026 | Planned (10b5-1) | James S. Mahan III (CEO and Director) sold 20,000 shares indirectly (by trust) between Jun 3 and Jun 4 at about $36.86 ($737K), marked as a 10b5-1 plan trade. Holdings by trust down 1% to 2,867,844 shares. | SEC filing Filed Jun 5, 2026 |
| May 27–28, 2026 | Planned (10b5-1) | James S. Mahan III (CEO and Director) sold 20,000 shares indirectly (by trust) between May 27 and May 28 at about $37.45 ($749K), marked as a 10b5-1 plan trade. Holdings by trust down 1% to 2,887,844 shares. | SEC filing Filed May 29, 2026 |
| May 21, 2026 | Planned (10b5-1) | James S. Mahan III (CEO and Director) sold 10,000 shares indirectly (by trust) at about $37.09 ($371K), marked as a 10b5-1 plan trade. Holdings by trust down <1% to 2,907,844 shares. | SEC filing Filed May 26, 2026 |
| May 20, 2026 | Planned (10b5-1) | James S. Mahan III (CEO and Director) sold 10,000 shares indirectly (by trust) at about $36.84 ($368K), marked as a 10b5-1 plan trade. Holdings by trust down <1% to 2,917,844 shares. | SEC filing Filed May 21, 2026 |
| May 14, 2026 | Planned (10b5-1) | James S. Mahan III (CEO and Director) sold 10,000 shares indirectly (by trust) at about $36.23 ($362K), marked as a 10b5-1 plan trade. Holdings by trust down <1% to 2,927,844 shares. | SEC filing Filed May 18, 2026 |
| May 13, 2026 | Planned (10b5-1) | James S. Mahan III (CEO and Director) sold 10,000 shares indirectly (by trust) at about $35.96 ($360K), marked as a 10b5-1 plan trade. Holdings by trust down <1% to 2,937,844 shares. | SEC filing Filed May 15, 2026 |
| Apr 30, 2026 | Sale | Renato Derraik (Chief Info./Digital Off., Bank) sold 75,000 shares at about $37.83 ($2.8M). Holdings down 95% to 4,243 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed May 4, 2026 |
| Mar 11–12, 2026 | Planned (10b5-1) | James S. Mahan III (CEO and Director) sold 20,000 shares indirectly (by trust) between Mar 11 and Mar 12 at about $32.67 ($653K), marked as a 10b5-1 plan trade. Holdings by trust down 1% to 2,947,844 shares. | SEC filing Filed Mar 13, 2026 |
| Mar 4–5, 2026 | Planned (10b5-1) | James S. Mahan III (CEO and Director) sold 20,000 shares indirectly (by trust) between Mar 4 and Mar 5 at about $36.06 ($721K), marked as a 10b5-1 plan trade. Holdings by trust down 1% to 2,967,844 shares. | SEC filing Filed Mar 6, 2026 |
| Mar 2, 2026 | Sale | Walter J Phifer (CFO) sold 4,712 shares at about $36.58 ($172K). Holdings down 32% to 10,103 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Mar 4, 2026 |
| Mar 2, 2026 | Sale | Gregory W Seward (General Counsel) sold 3,000 shares at $36.70 ($110K). Holdings down 3% to 113,797 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Mar 4, 2026 |
| Feb 25–26, 2026 | Planned (10b5-1) | James S. Mahan III (CEO and Director) sold 20,000 shares indirectly (by trust) between Feb 25 and Feb 26 at about $39.35 ($787K), marked as a 10b5-1 plan trade. Holdings by trust down 1% to 2,987,844 shares. | SEC filing Filed Feb 27, 2026 |
| Feb 18–19, 2026 | Planned (10b5-1) | James S. Mahan III (CEO and Director) sold 20,000 shares indirectly (by trust) between Feb 18 and Feb 19 at about $40.18 ($804K), marked as a 10b5-1 plan trade. Holdings by trust down 1% to 3,007,844 shares. | SEC filing Filed Feb 20, 2026 |
| Feb 11–12, 2026 | Planned (10b5-1) | James S. Mahan III (CEO and Director) sold 20,000 shares indirectly (by trust) between Feb 11 and Feb 12 at about $40.49 ($810K), marked as a 10b5-1 plan trade. Holdings by trust down 1% to 3,027,844 shares. | SEC filing Filed Feb 13, 2026 |
| Feb 4–5, 2026 | Planned (10b5-1) | James S. Mahan III (CEO and Director) sold 20,000 shares indirectly (by trust) between Feb 4 and Feb 5 at about $41.05 ($821K), marked as a 10b5-1 plan trade. Holdings by trust down 1% to 3,047,844 shares. | SEC filing Filed Feb 6, 2026 |
| Jan 26, 2026 | Purchase (code P) | Ewa Maria Stasiowska (Chief Risk Officer) bought 2,595 shares at about $38.53 ($100K), reported as a purchase (code P). New position of 2,595 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Jan 28, 2026 |
| Dec 19, 2025 | Planned (10b5-1) | James S. Mahan III (CEO and Director) sold 10,000 shares indirectly (by trust) at about $36.17 ($362K), marked as a 10b5-1 plan trade. Holdings by trust down <1% to 3,067,844 shares. | SEC filing Filed Dec 23, 2025 |
| Dec 17, 2025 | Planned (10b5-1) | James S. Mahan III (CEO and Director) sold 10,000 shares indirectly (by trust) at about $35.97 ($360K), marked as a 10b5-1 plan trade. Holdings by trust down <1% to 3,077,844 shares. | SEC filing Filed Dec 19, 2025 |
| Dec 12, 2025 | Planned (10b5-1) | James S. Mahan III (CEO and Director) sold 10,000 shares indirectly (by trust) at about $35.13 ($351K), marked as a 10b5-1 plan trade. Holdings by trust down <1% to 3,087,844 shares. | SEC filing Filed Dec 16, 2025 |
| Dec 10, 2025 | Planned (10b5-1) | James S. Mahan III (CEO and Director) sold 10,000 shares indirectly (by trust) at about $34.33 ($343K), marked as a 10b5-1 plan trade. Holdings by trust down <1% to 3,097,844 shares. | SEC filing Filed Dec 12, 2025 |
| Dec 5, 2025 | Planned (10b5-1) | James S. Mahan III (CEO and Director) sold 10,000 shares indirectly (by trust) at about $32.81 ($328K), marked as a 10b5-1 plan trade. Holdings by trust down <1% to 3,107,844 shares. | SEC filing Filed Dec 9, 2025 |
| Dec 3, 2025 | Planned (10b5-1) | James S. Mahan III (CEO and Director) sold 10,000 shares indirectly (by trust) at about $33.05 ($330K), marked as a 10b5-1 plan trade. Holdings by trust down <1% to 3,117,844 shares. | SEC filing Filed Dec 5, 2025 |
| Nov 26–28, 2025 | Planned (10b5-1) | James S. Mahan III (CEO and Director) sold 20,000 shares indirectly (by trust) between Nov 26, 2025 and Nov 28, 2025 at about $32.11 ($642K), marked as a 10b5-1 plan trade. Holdings by trust down 1% to 3,127,844 shares. | SEC filing Filed Dec 1, 2025 |
| Nov 20, 2025 | Purchase (code P) | Tonya Williams Bradford (Director) bought 1,000 shares at $30.24 ($30K), reported as a purchase (code P). Holdings up 18% to 6,697 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Nov 24, 2025 |
60 routine transactions (such as grants, option exercises or tax withholding) are not listed.
Cluster buys
No cluster buys in the last 12 months.
Red flags
No red flags in the last 12 months.
Key events
No key events in the last 12 months.
8-K filings, last 12 months
No 8-K filings in the last 12 months.
Red flags are objective triggers only: the item or form filed, never an opinion.
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