MCO insider buying and SEC filings, explained
Moodys Corp. · CIK 1059556
Tracked: Forms 3/4/5, 8-K, NT · All filings on sec.gov
Insider activity in the last 12 months
Bought
$0
Insiders who bought
0
Sold (not marked 10b5-1)
$2.4M
Planned sales (10b5-1)
$9.7M
Insider purchases and sales, last 12 months
| Traded | Type | What was filed | Source |
|---|---|---|---|
| Nov 2, 2026 | Sale | Michael L West (CEO) sold 185 shares at $506.89 ($94K). Holdings down 2% to 8,374 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Nov 3, 2026, 4:23 PM ET |
| Nov 2, 2026 | Sale | Jason D Phillips (Chief Acctg Off & Controller) sold 195 shares at $509.23 ($99K). Holdings down 9% to 1,894 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Nov 3, 2026, 4:22 PM ET |
| Oct 1, 2026 | Planned (10b5-1) | Robert Fauber (CEO and Director) sold 923 shares at $455.00 ($420K), marked as a 10b5-1 plan trade. Holdings down 2% to 51,364 shares. | SEC filing Filed Oct 2, 2026, 4:04 PM ET |
| Sep 1, 2026 | Planned (10b5-1) | Robert Fauber (CEO and Director) sold 1,467 shares at $501.89 ($736K), marked as a 10b5-1 plan trade. Holdings down 3% to 51,664 shares. | SEC filing Filed Sep 2, 2026 |
| Aug 3, 2026 | Planned (10b5-1) | Robert Fauber (CEO and Director) sold 1,467 shares at $484.30 ($710K), marked as a 10b5-1 plan trade. Holdings down 3% to 51,964 shares. | SEC filing Filed Aug 4, 2026 |
| Jul 1, 2026 | Planned (10b5-1) | Richard G Steele (SVP - General Counsel) sold 157 shares at $455.49 ($72K), marked as a 10b5-1 plan trade. Holdings down 8% to 1,828 shares. | SEC filing Filed Jul 2, 2026 |
| Jul 1, 2026 | Planned (10b5-1) | Robert Fauber (CEO and Director) sold 1,467 shares at $455.49 ($668K), marked as a 10b5-1 plan trade. Holdings down 3% to 52,264 shares. | SEC filing Filed Jul 2, 2026 |
| Jun 1, 2026 | Planned (10b5-1) | Richard G Steele (SVP - General Counsel) sold 158 shares at $453.67 ($72K), marked as a 10b5-1 plan trade. Holdings down 7% to 1,985 shares. | SEC filing Filed Jun 2, 2026 |
| Jun 1, 2026 | Planned (10b5-1) | Robert Fauber (CEO and Director) sold 1,467 shares at $453.67 ($666K), marked as a 10b5-1 plan trade. Holdings down 3% to 52,564 shares. | SEC filing Filed Jun 2, 2026 |
| May 1, 2026 | Planned (10b5-1) | Richard G Steele (SVP - General Counsel) sold 158 shares at $466.39 ($74K), marked as a 10b5-1 plan trade. Holdings down 7% to 2,143 shares. | SEC filing Filed May 4, 2026 |
| May 1, 2026 | Planned (10b5-1) | Robert Fauber (CEO and Director) sold 1,467 shares at $466.39 ($684K), marked as a 10b5-1 plan trade. Holdings down 2% to 75,189 shares. | SEC filing Filed May 4, 2026 |
| Apr 1, 2026 | Planned (10b5-1) | Richard G Steele (SVP - General Counsel) sold 158 shares at $437.77 ($69K), marked as a 10b5-1 plan trade. Holdings down 6% to 2,301 shares. | SEC filing Filed Apr 3, 2026 |
| Apr 1, 2026 | Planned (10b5-1) | Robert Fauber (CEO and Director) sold 1,467 shares at $437.77 ($642K), marked as a 10b5-1 plan trade. Holdings down 2% to 75,489 shares. | SEC filing Filed Apr 3, 2026 |
| Mar 4, 2026 | Sale | Jason D Phillips (Chief Acctg Off & Controller) sold 333 shares at $472.61 ($157K). Holdings down 14% to 2,098 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Mar 5, 2026 |
| Mar 4, 2026 | Sale | Noemie Clemence Heuland (CFO) sold 100 shares at $465.87 ($47K). Holdings down 2% to 4,086 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Mar 5, 2026 |
| Mar 4, 2026 | Sale | Michael L West (President / COO) sold 4,250 shares at $473.72 ($2.0M). Holdings down 33% to 8,759 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Mar 5, 2026 |
| Mar 3, 2026 | Planned (10b5-1) | Richard G Steele (SVP - General Counsel) sold 375 shares at $456.71 ($171K), marked as a 10b5-1 plan trade. Holdings down 13% to 2,459 shares. | SEC filing Filed Mar 4, 2026 |
| Mar 3, 2026 | Planned (10b5-1) | Robert Fauber (CEO and Director) sold 5,213 shares at $456.71 ($2.4M), marked as a 10b5-1 plan trade. Holdings down 6% to 75,789 shares. | SEC filing Filed Mar 4, 2026 |
| Feb 2–3, 2026 | Planned (10b5-1) | Robert Fauber (CEO and Director) sold 1,167 shares between Feb 2 and Feb 3 at about $507.65 ($592K), marked as a 10b5-1 plan trade. Holdings down 2% to 61,082 shares. | SEC filing Filed Feb 4, 2026 |
| Jan 2–5, 2026 | Planned (10b5-1) | Robert Fauber (CEO and Director) sold 1,167 shares between Jan 2 and Jan 5 at about $505.78 ($590K), marked as a 10b5-1 plan trade. Holdings down 2% to 61,082 shares. | SEC filing Filed Jan 6, 2026 |
| Dec 3, 2025 | Planned (10b5-1) | Robert Fauber (CEO and Director) sold 575 shares at $487.87 ($281K), marked as a 10b5-1 plan trade. Holdings down 1% to 61,082 shares. | SEC filing Filed Dec 5, 2025 |
| Dec 1, 2025 | Planned (10b5-1) | Robert Fauber (CEO and Director) sold 592 shares at $486.09 ($288K), marked as a 10b5-1 plan trade. Holdings down 1% to 61,082 shares. | SEC filing Filed Dec 2, 2025 |
| Nov 3, 2025 | Planned (10b5-1) | Robert Fauber (CEO and Director) sold 1,167 shares at $478.95 ($559K), marked as a 10b5-1 plan trade. Holdings down 2% to 61,082 shares. | SEC filing Filed Nov 4, 2025 |
68 routine transactions (such as grants, option exercises or tax withholding) are not listed.
Cluster buys
No cluster buys in the last 12 months.
Red flags
No red flags in the last 12 months.
Key events
No key events in the last 12 months.
8-K filings, last 12 months
No 8-K filings in the last 12 months.
Red flags are objective triggers only: the item or form filed, never an opinion.
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