MMD insider buying and SEC filings, explained
NYLI MacKay DefinedTerm Muni Opportunities Fund · CIK 1518557
Tracked: Forms 3/4/5, 8-K, NT · All filings on sec.gov
Insider activity in the last 12 months
Bought
$0
Insiders who bought
0
Sold (not marked 10b5-1)
$196K
Planned sales (10b5-1)
$0
Insider purchases and sales, last 12 months
| Traded | Type | What was filed | Source |
|---|---|---|---|
| Aug 7, 2026 | Sale | John J Lawlor (Portfolio Manager) sold 1,250 shares at about $15.00 ($19K). Holdings down 28% to 3,250 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Aug 10, 2026 |
| Nov 25, 2025 | Sale | Robert A. Dimella (Portfolio Manager) sold 1 shares at $14.92 ($11). Holdings down 100% to 0 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Dec 1, 2025 |
| Nov 20, 2025 | Sale | Robert A. Dimella (Portfolio Manager) sold 11,965 shares at $14.84 ($178K). Holdings down 100% to 0 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Nov 21, 2025 |
Cluster buys
No cluster buys in the last 12 months.
Red flags
No red flags in the last 12 months.
Key events
No key events in the last 12 months.
8-K filings, last 12 months
No 8-K filings in the last 12 months.
Red flags are objective triggers only: the item or form filed, never an opinion.
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