MS insider buying and SEC filings, explained
Morgan Stanley · CIK 895421
Tracked: Forms 3/4/5, 8-K, NT · All filings on sec.gov
Insider activity in the last 12 months
Bought
$0
Insiders who bought
0
Sold (not marked 10b5-1)
$51.7M
Planned sales (10b5-1)
$0
Insider purchases and sales, last 12 months
| Traded | Type | What was filed | Source |
|---|---|---|---|
| Jul 28, 2026 | Sale | Mary L. Schapiro (Director) sold 1,000 shares at $212.06 ($212K). Holdings down 2% to 40,843 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Jul 29, 2026 |
| Jul 17, 2026 | Sale | Michael A. Pizzi (Head Technology & Operations) sold 24,165 shares at about $215.55 ($5.2M). Holdings down 17% to 121,770 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Jul 17, 2026 |
| Jul 16, 2026 | Sale | Sharon Yeshaya (CFO) sold 15,554 shares directly and indirectly (by trust) at $222.51 ($3.5M). Direct holdings down 4% to 136,810 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Jul 17, 2026 |
| Apr 20, 2026 | Sale | Eric F. Grossman (Chief Legal/Admin Officer) sold 11,118 shares at about $190.75 ($2.1M). Holdings down 6% to 169,403 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Apr 20, 2026 |
| Apr 17, 2026 | Sale | Daniel A. Simkowitz (President / COO) sold 14,690 shares at about $189.24 ($2.8M). Holdings down 4% to 365,802 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Apr 17, 2026 |
| Apr 16, 2026 | Sale | Andrew M. Saperstein (President / COO) sold 51,668 shares at about $188.60 ($9.7M). Holdings down 15% to 282,142 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Apr 17, 2026 |
| Apr 16, 2026 | Sale | Mandell Crawley (Chief Client Officer) sold 16,129 shares at about $188.21 ($3.0M). Holdings down 21% to 62,529 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Apr 17, 2026 |
| Jan 30, 2026 | Sale | Daniel A. Simkowitz (President / COO) sold 32,968 shares at about $182.61 ($6.0M). Holdings down 8% to 357,342 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Jan 30, 2026 |
| Jan 20, 2026 | Sale | Sharon Yeshaya (CFO) sold 15,838 shares at about $185.77 ($2.9M). Holdings down 10% to 135,304 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Jan 22, 2026 |
| Jan 20, 2026 | Sale | Charles A. Smith (Chief Risk Officer) sold 8,500 shares at about $182.08 ($1.5M). Holdings down 7% to 119,128 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Jan 22, 2026 |
| Jan 20, 2026 | Sale | Andrew M. Saperstein (President / COO) sold 30,330 shares at about $183.62 ($5.6M). Holdings down 10% to 280,481 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Jan 22, 2026 |
| Jan 20, 2026 | Sale | Michael A. Pizzi (Head Technology & Operations) sold 20,000 shares at $184.55 ($3.7M). Holdings down 14% to 127,872 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Jan 22, 2026 |
| Jan 20, 2026 | Sale | Eric F. Grossman (Chief Legal/Admin Officer) sold 21,555 shares at about $184.00 ($4.0M). Holdings down 11% to 171,005 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Jan 22, 2026 |
| Jan 20, 2026 | Sale | Mandell Crawley (Chief Client Officer) sold 7,860 shares at about $183.44 ($1.4M). Holdings down 10% to 68,789 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Jan 22, 2026 |
50 routine transactions (such as grants, option exercises or tax withholding) are not listed.
Cluster buys
No cluster buys in the last 12 months.
Red flags
No red flags in the last 12 months.
Key events
No key events in the last 12 months.
8-K filings, last 12 months
No 8-K filings in the last 12 months.
Red flags are objective triggers only: the item or form filed, never an opinion.
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