NAIFX insider buying and SEC filings, explained
Nomura Alternative Income Fund · CIK 1944664
Tracked: Forms 3/4/5, 8-K, NT · All filings on sec.gov
Insider activity in the last 12 months
Bought
$55K
Insiders who bought
1
Sold (not marked 10b5-1)
$0
Planned sales (10b5-1)
$0
Insider purchases and sales, last 12 months
| Traded | Type | What was filed | Source |
|---|---|---|---|
| Aug 18, 2026 | Purchase (code P) | Katherine Quick Rosa (Trustee) bought 1,422 shares at $9.67 ($14K), reported as a purchase (code P). Holdings up 17% to 9,812 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Aug 20, 2026 |
| May 13, 2026 | Purchase (code P) | Katherine Quick Rosa (Trustee) bought 1,413 shares at $9.73 ($14K), reported as a purchase (code P). Holdings up 21% to 8,202 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed May 14, 2026 |
| Feb 12, 2026 | Purchase (code P) | Katherine Quick Rosa (Trustee) bought 1,404 shares at $9.79 ($14K), reported as a purchase (code P). Holdings up 27% to 6,641 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Feb 13, 2026 |
| Nov 13, 2025 | Purchase (code P) | Katherine Quick Rosa (Trustee) bought 1,410 shares at $9.75 ($14K), reported as a purchase (code P). Holdings up 38% to 5,125 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Nov 17, 2025 |
Cluster buys
No cluster buys in the last 12 months.
Red flags
No red flags in the last 12 months.
Key events
No key events in the last 12 months.
8-K filings, last 12 months
No 8-K filings in the last 12 months.
Red flags are objective triggers only: the item or form filed, never an opinion.
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