Insider Ledger

NewtekOne, Inc. (NEWT) insider buying and SEC filings

NewtekOne, Inc. · CIK 1587987

Tracked: Forms 3/4/5, 8-K, NT · All filings on sec.gov

Company profile

Exchanges
Nasdaq, Nasdaq, Nasdaq, Nasdaq, Nasdaq, Nasdaq
Industry (SIC)
National Commercial Banks
State of incorporation
MD
Fiscal year end
Dec 31
Former names
Newtek Business Services Corp.

Insider activity in the last 12 months

Bought
$582K
Insiders who bought
8
Sold (not marked 10b5-1)
$0
Planned sales (10b5-1)
$0

Insider purchases and sales, last 12 months

TradedTypeWhat was filedSource
Jun 15, 2026Purchase (code P)Barry Sloane (CEO and Director) bought 5,000 shares at $14.20 ($71K), reported as a purchase (code P). Holdings up <1% to 1,181,914 shares. Not marked as a 10b5-1 plan trade.SEC filing
Filed Jun 16, 2026
Jun 15, 2026Purchase (code P)Frank M DeMaria (Cheif Financial Officer) bought 500 shares at $13.92 ($7K), reported as a purchase (code P). Holdings up 1% to 36,736 shares. Not marked as a 10b5-1 plan trade.SEC filing
Filed Jun 15, 2026
Jun 15, 2026Purchase (code P)Barry Sloane (CEO and Director) bought 11,000 shares at about $14.21 ($156K), reported as a purchase (code P). Holdings up 1% to 1,176,914 shares. Not marked as a 10b5-1 plan trade.SEC filing
Filed Jun 15, 2026
Jun 3, 2026Purchase (code P)Craig Jeffry Brunet (Director) bought 1,000 shares at $12.70 ($13K), reported as a purchase (code P). Holdings up 16% to 7,185 shares. Not marked as a 10b5-1 plan trade.SEC filing
Filed Jun 4, 2026
May 26, 2026Purchase (code P)Peter Mathison Downs (President / COO and Director) bought 737 shares at $13.56 ($10K), reported as a purchase (code P). Holdings up 1% to 87,539 shares. Not marked as a 10b5-1 plan trade.SEC filing
Filed May 26, 2026
May 15, 2026Purchase (code P)Craig Jeffry Brunet (Director) bought 330 shares at $12.72 ($4K), reported as a purchase (code P). Holdings up 6% to 6,185 shares. Not marked as a 10b5-1 plan trade.SEC filing
Filed May 18, 2026
May 8, 2026Purchase (code P)Gregory L Zink (Director) bought 1,000 shares at $13.87 ($14K), reported as a purchase (code P). Holdings up 3% to 36,085 shares. Not marked as a 10b5-1 plan trade.SEC filing
Filed May 11, 2026
May 7, 2026Purchase (code P)Richard J. Salute (Director) bought 1,000 shares at $13.47 ($13K), reported as a purchase (code P). Holdings up 2% to 45,772 shares. Not marked as a 10b5-1 plan trade.SEC filing
Filed May 8, 2026
Jan 21–Dec 31, 2025Purchase (code P)Craig Jeffry Brunet (Director) bought 171 shares between Jan 21, 2025 and Dec 31, 2025 at about $11.30 ($2K), reported as a purchase (code P). Holdings up 3% to 5,775 shares. Not marked as a 10b5-1 plan trade.SEC filing
Filed Feb 2, 2026
Jan 13–Oct 24, 2025Purchase (code P)Gregory L Zink (Director) bought 187 shares between Jan 13, 2025 and Oct 24, 2025 at about $11.24 ($2K), reported as a purchase (code P). Holdings up 1% to 35,005 shares. Not marked as a 10b5-1 plan trade.SEC filing
Filed Feb 2, 2026
Jan 13–Oct 24, 2025Purchase (code P)Richard J. Salute (Director) bought 187 shares between Jan 13, 2025 and Oct 24, 2025 at about $11.24 ($2K), reported as a purchase (code P). Holdings up <1% to 44,692 shares. Not marked as a 10b5-1 plan trade.SEC filing
Filed Feb 2, 2026
Jan 13–Oct 24, 2025Purchase (code P)Fernando Perez-Hickman (Director) bought 187 shares between Jan 13, 2025 and Oct 24, 2025 at about $11.24 ($2K), reported as a purchase (code P). Holdings up 2% to 8,451 shares. Not marked as a 10b5-1 plan trade.SEC filing
Filed Feb 2, 2026
Jan 14, 2026Purchase (code P)Halli Razon-Feingold (SVP, Human Resources & CAO and Director) bought 1,258 shares at $13.91 ($17K), reported as a purchase (code P). Holdings up 6% to 22,915 shares. Not marked as a 10b5-1 plan trade.SEC filing
Filed Jan 16, 2026
Jan 14, 2026Purchase (code P)Michael Adam Schwartz (Chief Legal Officer) bought 2,247 shares at $13.91 ($31K), reported as a purchase (code P). Holdings up 5% to 49,713 shares. Not marked as a 10b5-1 plan trade.SEC filing
Filed Jan 16, 2026
Jan 14, 2026Purchase (code P)Frank M DeMaria (Cheif Financial Officer) bought 1,556 shares at $13.91 ($22K), reported as a purchase (code P). Holdings up 5% to 35,220 shares. Not marked as a 10b5-1 plan trade.SEC filing
Filed Jan 16, 2026
Jan 14, 2026Purchase (code P)Barry Sloane (CEO and Director) bought 3,595 shares at $13.91 ($50K), reported as a purchase (code P). Holdings up <1% to 1,194,180 shares. Not marked as a 10b5-1 plan trade.SEC filing
Filed Jan 16, 2026
Jan 13–Oct 24, 2025Purchase (code P)Barry Sloane (CEO and Director) bought 8,399 shares between Jan 13, 2025 and Oct 24, 2025 at about $11.25 ($94K), reported as a purchase (code P). Holdings up 1% to 1,190,585 shares. Not marked as a 10b5-1 plan trade.SEC filing
Filed Jan 15, 2026
Jan 13–Oct 24, 2025Purchase (code P)Peter Mathison Downs (President / COO and Director) bought 2,330 shares between Jan 13, 2025 and Oct 24, 2025 at about $11.27 ($26K), reported as a purchase (code P). Holdings up 3% to 84,060 shares. Not marked as a 10b5-1 plan trade.SEC filing
Filed Jan 15, 2026
Jan 13–Oct 24, 2025Purchase (code P)Frank M DeMaria (Cheif Financial Officer) bought 2,177 shares between Jan 13, 2025 and Oct 24, 2025 at about $11.23 ($24K), reported as a purchase (code P). Holdings up 7% to 33,664 shares. Not marked as a 10b5-1 plan trade.SEC filing
Filed Jan 15, 2026
Jan 13–Oct 24, 2025Purchase (code P)Halli Razon-Feingold (SVP, Human Resources & CAO and Director) bought 1,260 shares between Jan 13, 2025 and Oct 24, 2025 at about $11.27 ($14K), reported as a purchase (code P). Holdings up 6% to 21,657 shares. Not marked as a 10b5-1 plan trade.SEC filing
Filed Jan 15, 2026
Jan 13–Oct 24, 2025Purchase (code P)Michael Adam Schwartz (Chief Legal Officer) bought 2,185 shares between Jan 13, 2025 and Oct 24, 2025 at about $11.27 ($25K), reported as a purchase (code P). Holdings up 5% to 47,466 shares. Not marked as a 10b5-1 plan trade.SEC filing
Filed Jan 15, 2026
Dec 15, 2025Purchase (code P)Gregory L Zink (Director) bought 500 shares at $12.06 ($6K), reported as a purchase (code P). Holdings up 1% to 37,707 shares. Not marked as a 10b5-1 plan trade.SEC filing
Filed Dec 15, 2025
Dec 8, 2025Purchase (code P)Richard J. Salute (Director) bought 900 shares at $11.28 ($10K), reported as a purchase (code P). Holdings up 2% to 44,505 shares. Not marked as a 10b5-1 plan trade.SEC filing
Filed Dec 8, 2025
Dec 5, 2025Purchase (code P)Craig Jeffry Brunet (Director) bought 789 shares at $11.31 ($9K), reported as a purchase (code P). Holdings up 16% to 5,572 shares. Not marked as a 10b5-1 plan trade.SEC filing
Filed Dec 8, 2025

16 routine transactions (such as grants, option exercises or tax withholding) are not listed.

Cluster buys

4 insiders bought in 30 days

$267K in purchases since May 7, 2026 · Purchases traded May 7, 2026 to Jun 15, 2026 · Closed

InsiderValueTradedSource
Richard J. Salute (Director)$13KMay 7, 2026SEC filing
Gregory L Zink (Director)$14KMay 8, 2026SEC filing
Craig Jeffry Brunet (Director)$13KJun 3, 2026SEC filing
Barry Sloane (CEO)$156KJun 15, 2026SEC filing
Barry Sloane (CEO)$71KJun 15, 2026SEC filing

4 insiders bought in 30 days

$120K in purchases since Jan 14, 2026 · Purchases traded Jan 14, 2026 to Jan 14, 2026 · Closed

InsiderValueTradedSource
Barry Sloane (CEO)$50KJan 14, 2026SEC filing
Frank M DeMaria (Cheif Financial Officer)$22KJan 14, 2026SEC filing
Michael Adam Schwartz (Chief Legal Officer)$31KJan 14, 2026SEC filing
Halli Razon-Feingold (SVP, Human Resources & CAO)$17KJan 14, 2026SEC filing

Red flags

No red flags in the last 12 months.

Key events

No key events in the last 12 months.

8-K filings, last 12 months

FiledItemsTagSource
Oct 28, 2026, 4:05 PM ET
8-K
Earnings released (Item 2.02)SEC filing

Red flags are objective triggers only: the item or form filed, never an opinion.

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