NLST insider buying and SEC filings, explained
Netlist Inc. · CIK 1282631
Tracked: Forms 3/4/5, 8-K, NT · All filings on sec.gov
Company profile
- Exchanges
- OTC
- Industry (SIC)
- Semiconductors & Related Devices
- State of incorporation
- DE
- Fiscal year end
- Jan 2
Insider activity in the last 12 months
Bought
$0
Insiders who bought
0
Sold (not marked 10b5-1)
$109K
Planned sales (10b5-1)
$2.0M
Insider purchases and sales, last 12 months
| Traded | Type | What was filed | Source |
|---|---|---|---|
| Aug 17, 2026 | Planned (10b5-1) | Gail M. Sasaki (CFO) sold 100,000 shares at about $6.91 ($691K), marked as a 10b5-1 plan trade. Holdings down 16% to 534,594 shares. | SEC filing Filed Aug 19, 2026 |
| Aug 12, 2026 | Planned (10b5-1) | Gail M. Sasaki (CFO) sold 25,000 shares at $4.49 ($112K), marked as a 10b5-1 plan trade. Holdings down 4% to 634,594 shares. | SEC filing Filed Aug 14, 2026 |
| Aug 5, 2026 | Planned (10b5-1) | Gail M. Sasaki (CFO) sold 25,000 shares at $3.99 ($100K), marked as a 10b5-1 plan trade. Holdings down 4% to 659,594 shares. | SEC filing Filed Aug 7, 2026 |
| Jun 8, 2026 | Sale | Chun K Hong (CEO and Director) sold 40,000 shares at about $2.72 ($109K). Holdings down <1% to 8,676,887 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Jun 9, 2026 |
| May 15, 2026 | Planned (10b5-1) | Gail M. Sasaki (CFO) sold 8,876 shares at about $2.63 ($23K), marked as a 10b5-1 plan trade. Holdings down 2% to 484,594 shares. | SEC filing Filed May 19, 2026 |
| May 11, 2026 | Planned (10b5-1) | Gail M. Sasaki (CFO) sold 25,000 shares at $3.49 ($87K), marked as a 10b5-1 plan trade. Holdings down 5% to 493,470 shares. | SEC filing Filed May 13, 2026 |
| Apr 22–23, 2026 | Planned (10b5-1) | Jun Cho (Director) sold 20,000 shares between Apr 22 and Apr 23 at about $2.08 ($42K), marked as a 10b5-1 plan trade. Holdings down 9% to 200,000 shares. | SEC filing Filed Apr 24, 2026 |
| Apr 22, 2026 | Planned (10b5-1) | Blake Welcher (Director) sold 37,500 shares at $2.00 ($75K), marked as a 10b5-1 plan trade. Holdings down 27% to 100,000 shares. | SEC filing Filed Apr 24, 2026 |
| Mar 25, 2026 | Planned (10b5-1) | Jun Cho (Director) sold 10,000 shares at $1.89 ($19K), marked as a 10b5-1 plan trade. Holdings down 4% to 220,000 shares. | SEC filing Filed Mar 26, 2026 |
| Mar 17, 2026 | Planned (10b5-1) | Blake Welcher (Director) sold 37,500 shares at about $1.66 ($62K), marked as a 10b5-1 plan trade. Holdings down 21% to 137,500 shares. | SEC filing Filed Mar 18, 2026 |
| Mar 16, 2026 | Planned (10b5-1) | Gail M. Sasaki (CFO) sold 20,898 shares at about $1.50 ($31K), marked as a 10b5-1 plan trade. Holdings down 4% to 518,470 shares. | SEC filing Filed Mar 16, 2026 |
| Mar 12–16, 2026 | Planned (10b5-1) | Chun K Hong (CEO and Director) sold 343,995 shares directly and indirectly (by trust) between Mar 12 and Mar 16 at about $1.50 ($516K), marked as a 10b5-1 plan trade. Direct holdings down 4% to 7,860,387 shares. | SEC filing Filed Mar 16, 2026 |
| Jan 5, 2026 | Planned (10b5-1) | Chun K Hong (CEO and Director) sold 250,000 shares directly and indirectly (by trust) at $1.00 ($250K), marked as a 10b5-1 plan trade. Direct holdings down 2% to 8,154,382 shares. | SEC filing Filed Jan 5, 2026 |
10 routine transactions (such as grants, option exercises or tax withholding) are not listed.
Cluster buys
No cluster buys in the last 12 months.
Red flags
No red flags in the last 12 months.
Key events
No key events in the last 12 months.
8-K filings, last 12 months
No 8-K filings in the last 12 months.
Red flags are objective triggers only: the item or form filed, never an opinion.
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