NLY insider buying and SEC filings, explained
Annaly Capital Management Inc. · CIK 1043219
Tracked: Forms 3/4/5, 8-K, NT · All filings on sec.gov
Insider activity in the last 12 months
Bought
$0
Insiders who bought
0
Sold (not marked 10b5-1)
$0
Planned sales (10b5-1)
$7.9M
Insider purchases and sales, last 12 months
| Traded | Type | What was filed | Source |
|---|---|---|---|
| Nov 2, 2026 | Planned (10b5-1) | David L Finkelstein (CEO and Director) sold 48,223 shares at about $18.43 ($889K), marked as a 10b5-1 plan trade. Holdings down 6% to 731,267 shares. | SEC filing Filed Nov 3, 2026, 4:15 PM ET |
| Aug 3, 2026 | Planned (10b5-1) | David L Finkelstein (CEO and Director) sold 50,000 shares at about $22.89 ($1.1M), marked as a 10b5-1 plan trade. Holdings down 6% to 761,012 shares. | SEC filing Filed Aug 4, 2026 |
| May 4, 2026 | Planned (10b5-1) | Serena Wolfe (CFO) sold 16,537 shares at about $22.48 ($372K), marked as a 10b5-1 plan trade. Holdings down 8% to 200,964 shares. | SEC filing Filed May 5, 2026 |
| Apr 27, 2026 | Planned (10b5-1) | David L Finkelstein (CEO and Director) sold 50,000 shares at about $22.88 ($1.1M), marked as a 10b5-1 plan trade. Holdings down 6% to 783,763 shares. | SEC filing Filed Apr 30, 2026 |
| Feb 25, 2026 | Planned (10b5-1) | Steven Francis Campbell (President / COO) sold 26,491 shares at about $22.83 ($605K), marked as a 10b5-1 plan trade. Holdings down 13% to 178,000 shares. | SEC filing Filed Feb 27, 2026 |
| Feb 18, 2026 | Planned (10b5-1) | Serena Wolfe (CFO) sold 16,536 shares at about $23.14 ($383K), marked as a 10b5-1 plan trade. Holdings down 9% to 173,081 shares. | SEC filing Filed Feb 19, 2026 |
| Feb 18, 2026 | Planned (10b5-1) | David L Finkelstein (CEO and Director) sold 50,000 shares at about $23.13 ($1.2M), marked as a 10b5-1 plan trade. Holdings down 7% to 688,134 shares. | SEC filing Filed Feb 19, 2026 |
| Feb 18, 2026 | Planned (10b5-1) | Steven Francis Campbell (President / COO) sold 28,225 shares at about $23.12 ($653K), marked as a 10b5-1 plan trade. Holdings down 12% to 204,491 shares. | SEC filing Filed Feb 19, 2026 |
| Nov 3, 2025 | Planned (10b5-1) | Anthony C Green (Chief Corporate Officer, CLO) sold 22,499 shares at about $21.15 ($476K), marked as a 10b5-1 plan trade. Holdings down 11% to 178,441 shares. | SEC filing Filed Nov 4, 2025 |
| Nov 3, 2025 | Planned (10b5-1) | David L Finkelstein (CEO and Director) sold 50,000 shares at about $21.16 ($1.1M), marked as a 10b5-1 plan trade. Holdings down 7% to 709,725 shares. | SEC filing Filed Nov 4, 2025 |
15 routine transactions (such as grants, option exercises or tax withholding) are not listed.
Cluster buys
No cluster buys in the last 12 months.
Red flags
No red flags in the last 12 months.
Key events
No key events in the last 12 months.
8-K filings, last 12 months
No 8-K filings in the last 12 months.
Red flags are objective triggers only: the item or form filed, never an opinion.
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