Insider Ledger

NMR insider buying and SEC filings, explained

Nomura Holdings Inc. · CIK 1163653

Tracked: Forms 3/4/5, 8-K, NT · Limited coverage: files 6-K/20-F, not covered in v1 · All filings on sec.gov

Company profile

Exchanges
NYSE, OTC
Industry (SIC)
Security Brokers, Dealers & Flotation Companies
State of incorporation
M0
Fiscal year end
Mar 31

Insider activity in the last 12 months

Bought
$0
Insiders who bought
0
Sold (not marked 10b5-1)
$0
Planned sales (10b5-1)
$0

Insider purchases and sales, last 12 months

TradedTypeWhat was filedSource
Mar 25, 2026Purchase (code P)Masahiro Ishizuka (Director) bought 238 shares indirectly (by retirement or benefit plan) at $8.05 ($2K), reported as a purchase (code P). Holdings by retirement or benefit plan up 244% to 336 shares. Not marked as a 10b5-1 plan trade.SEC filing
Filed Mar 27, 2026
Mar 25, 2026Purchase (code P)Shoji Ogawa (Director) bought 238 shares indirectly (by retirement or benefit plan) at $8.05 ($2K), reported as a purchase (code P). Holdings by retirement or benefit plan up 616% to 277 shares. Not marked as a 10b5-1 plan trade.SEC filing
Filed Mar 27, 2026
Mar 25, 2026Purchase (code P)Yukiko Ozaki (Chief Human Resources Officer) bought 8 shares indirectly (by retirement or benefit plan) at $8.05 ($64), reported as a purchase (code P). Holdings by retirement or benefit plan up 15% to 63 shares. Not marked as a 10b5-1 plan trade.SEC filing
Filed Mar 26, 2026

69 routine transactions (such as grants, option exercises or tax withholding) are not listed.

Cluster buys

No cluster buys in the last 12 months.

Red flags

No red flags in the last 12 months.

Key events

No key events in the last 12 months.

8-K filings, last 12 months

No 8-K filings in the last 12 months.

Red flags are objective triggers only: the item or form filed, never an opinion.

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