Insider Ledger

NPB insider buying and SEC filings, explained

Northpointe Bancshares Inc. · CIK 1336706

Tracked: Forms 3/4/5, 8-K, NT · All filings on sec.gov

Company profile

Exchanges
NYSE
Industry (SIC)
State Commercial Banks
State of incorporation
MI

Insider activity in the last 12 months

Bought
$6.1M
Insiders who bought
4
Sold (not marked 10b5-1)
$1.3M
Planned sales (10b5-1)
$542K

Insider purchases and sales, last 12 months

TradedTypeWhat was filedSource
Oct 28, 2026Purchase (code P)Rajeev Kumar Chaudhary (Director) bought 3,000 shares indirectly (by trust) at $15.80 ($47K), reported as a purchase (code P). New position of 3,000 shares. Not marked as a 10b5-1 plan trade.SEC filing
Filed Oct 29, 2026, 4:05 PM ET
Oct 23, 2026Purchase (code P)Joseph B Long (President / COO) bought 3,240 shares at $15.37 ($50K), reported as a purchase (code P). New position of 3,240 shares. Not marked as a 10b5-1 plan trade.SEC filing
Filed Oct 27, 2026, 4:11 PM ET
Oct 23, 2026Purchase (code P)Carrie L Boer (Director) bought 12,000 shares at $15.40 ($185K), reported as a purchase (code P). New position of 12,000 shares. Not marked as a 10b5-1 plan trade.SEC filing
Filed Oct 27, 2026, 4:10 PM ET
Oct 23–26, 2026Purchase (code P)Charles Alan Williams (CEO and Director) bought 100,000 shares indirectly (by trust) between Oct 23 and Oct 26 at about $15.37 ($1.5M), reported as a purchase (code P). Holdings by trust up 4% to 2,575,962 shares. Not marked as a 10b5-1 plan trade. Filed jointly with 1 other reporting owner.SEC filing
Filed Oct 27, 2026, 4:09 PM ET
Sep 1, 2026Purchase (code P)Charles Alan Williams (CEO and Director) bought 85,000 shares indirectly (by trust) at $16.74 ($1.4M), reported as a purchase (code P). Holdings by trust up 4% to 2,475,962 shares. Not marked as a 10b5-1 plan trade. Filed jointly with 1 other reporting owner.SEC filing
Filed Sep 2, 2026
Aug 25–26, 2026Purchase (code P)Charles Alan Williams (CEO and Director) bought 78,312 shares indirectly (by trust) between Aug 25 and Aug 26 at $16.95 ($1.3M), reported as a purchase (code P). Holdings by trust up 3% to 2,390,962 shares. Not marked as a 10b5-1 plan trade. Filed jointly with 1 other reporting owner.SEC filing
Filed Aug 26, 2026
Aug 14, 2026Planned (10b5-1)David Stevens Hooker (Director) sold 772 shares indirectly at about $17.50 ($14K), marked as a 10b5-1 plan trade. Indirect holdings down 7% to 10,000 shares.SEC filing
Filed Aug 17, 2026
Aug 13, 2026Planned (10b5-1)David Stevens Hooker (Director) sold 363 shares indirectly at $17.53 ($6K), marked as a 10b5-1 plan trade. Indirect holdings down 3% to 10,052 shares.SEC filing
Filed Aug 14, 2026
Aug 3–4, 2026Planned (10b5-1)David Stevens Hooker (Director) sold 6,365 shares indirectly between Aug 3 and Aug 4 at about $17.58 ($112K), marked as a 10b5-1 plan trade. Indirect holdings down 39% to 10,076 shares.SEC filing
Filed Aug 5, 2026
Jul 1, 2026Planned (10b5-1)David Stevens Hooker (Director) sold 7,500 shares indirectly at $19.30 ($145K), marked as a 10b5-1 plan trade. Indirect holdings down 42% to 10,500 shares.SEC filing
Filed Jul 2, 2026
Jun 5–9, 2026Planned (10b5-1)David Stevens Hooker (Director) sold 3,375 shares indirectly between Jun 5 and Jun 9 at about $17.65 ($60K), marked as a 10b5-1 plan trade. Indirect holdings down 23% to 11,000 shares.SEC filing
Filed Jun 12, 2026
Jun 2, 2026Planned (10b5-1)David Stevens Hooker (Director) sold 4,125 shares indirectly at about $17.50 ($72K), marked as a 10b5-1 plan trade. Indirect holdings down 27% to 11,225 shares.SEC filing
Filed Jun 4, 2026
May 13, 2026Purchase (code P)Charles Alan Williams (CEO and Director) bought 25,000 shares indirectly (by trust) at $17.08 ($427K), reported as a purchase (code P). Holdings by trust up 1% to 2,312,650 shares. Not marked as a 10b5-1 plan trade. Filed jointly with 1 other reporting owner.SEC filing
Filed May 14, 2026
May 12, 2026Purchase (code P)Charles Alan Williams (CEO and Director) bought 25,000 shares indirectly (by trust) at $17.21 ($430K), reported as a purchase (code P). Holdings by trust up 1% to 2,287,650 shares. Not marked as a 10b5-1 plan trade. Filed jointly with 1 other reporting owner.SEC filing
Filed May 13, 2026
May 1, 2026Planned (10b5-1)David Stevens Hooker (Director) sold 7,500 shares indirectly at $17.82 ($134K), marked as a 10b5-1 plan trade. Indirect holdings down 39% to 11,500 shares.SEC filing
Filed May 4, 2026
Mar 9, 2026SaleRichard Jeffery Dean (Director) sold 57,619 shares indirectly at $17.55 ($1.0M). Indirect holdings down 9% to 557,171 shares. Not marked as a 10b5-1 plan trade.SEC filing
Filed Mar 10, 2026
Mar 3, 2026Purchase (code P)David F. Lawrence (Director) bought 500 shares at $18.19 ($9K), reported as a purchase (code P). Holdings up 100% to 1,000 shares. Not marked as a 10b5-1 plan trade.SEC filing
Filed Mar 4, 2026
Feb 11–12, 2026Purchase (code P)Charles Alan Williams (CEO and Director) bought 37,655 shares between Feb 11 and Feb 12 at about $16.89 ($636K), reported as a purchase (code P). Holdings up 218% to 54,896 shares. Not marked as a 10b5-1 plan trade. Filed jointly with 1 other reporting owner.SEC filing
Filed Feb 13, 2026
Jan 27–29, 2026SaleAmy M Butler (EVP, National Sales) sold 16,276 shares between Jan 27 and Jan 29 at about $17.82 ($290K). Holdings down 100% to 0 shares. Not marked as a 10b5-1 plan trade.SEC filing
Filed Jan 29, 2026

23 routine transactions (such as grants, option exercises or tax withholding) are not listed.

Cluster buys

4 insiders bought in 30 days

$1.8M in purchases since Oct 23, 2026 · Purchases traded Oct 23, 2026 to Oct 28, 2026 · Active

InsiderValueTradedSource
Joseph B Long (President / COO)$50KOct 23, 2026SEC filing
Carrie L Boer (Director)$185KOct 23, 2026SEC filing
Charles Alan Williams (CEO)$1.5MOct 26, 2026SEC filing
Rajeev Kumar Chaudhary (Director)$47KOct 28, 2026SEC filing

Red flags

No red flags in the last 12 months.

Key events

No key events in the last 12 months.

8-K filings, last 12 months

FiledItemsTagSource
Oct 28, 2026, 8:31 AM ET
8-K
Other event (Item 8.01)SEC filing

Red flags are objective triggers only: the item or form filed, never an opinion.

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