NU insider buying and SEC filings, explained
Nu Holdings Ltd. · CIK 1691493
Tracked: Forms 3/4/5, 8-K, NT · Limited coverage: files 6-K/20-F, not covered in v1 · All filings on sec.gov
Company profile
- Exchanges
- NYSE
- Industry (SIC)
- Finance Services
- State of incorporation
- E9
- Fiscal year end
- Dec 31
Insider activity in the last 12 months
Bought
$0
Insiders who bought
0
Sold (not marked 10b5-1)
$9.0M
Planned sales (10b5-1)
$1.7M
Insider purchases and sales, last 12 months
| Traded | Type | What was filed | Source |
|---|---|---|---|
| Oct 5, 2026 | Planned (10b5-1) | Cristina Helena Zingaretti Junqueira (CEO) sold 25,000 shares indirectly (by trust) at $15.01 ($375K), marked as a 10b5-1 plan trade. Holdings by trust down 1% to 4,877,593 shares. | SEC filing Filed Oct 7, 2026, 5:53 PM ET |
| Aug 24–25, 2026 | Planned (10b5-1) | Cristina Helena Zingaretti Junqueira (CEO) sold 90,000 shares in 2 share classes directly and indirectly (by trust) between Aug 24 and Aug 25 at about $14.79 ($1.3M), marked as a 10b5-1 plan trade. Direct holdings of Class A Shares down 2% to 2,542,083 shares. | SEC filing Filed Aug 26, 2026 |
| Aug 14, 2026 | Sale | Henrique Camossa Saldanha Fragelli (Chief Risk Officer) sold 221,707 shares at about $15.81 ($3.5M). Holdings down 18% to 979,446 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Aug 18, 2026 |
| Aug 14, 2026 | Sale | Cristina Helena Zingaretti Junqueira (CEO) sold 50,000 shares indirectly (by trust) at $15.80 ($790K). Holdings by trust down 1% to 4,927,593 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Aug 18, 2026 |
| May 15, 2026 | Sale | Anita M Sands (Director) sold 21,000 shares at about $12.24 ($257K). Holdings down 11% to 162,150 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed May 19, 2026 |
| Mar 23, 2026 | Sale | Cristina Helena Zingaretti Junqueira (CEO) sold 300,000 shares in 2 share classes indirectly (by trust) at about $14.82 ($4.4M). Holdings of Class A ordinary shares ("Class A Shares") by trust down 4% to 4,977,593 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Mar 25, 2026 |
27 routine transactions (such as grants, option exercises or tax withholding) are not listed.
Cluster buys
No cluster buys in the last 12 months.
Red flags
No red flags in the last 12 months.
Key events
No key events in the last 12 months.
8-K filings, last 12 months
No 8-K filings in the last 12 months.
Red flags are objective triggers only: the item or form filed, never an opinion.
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