NWFL insider buying and SEC filings, explained
Norwood Financial Corp. · CIK 1013272
Tracked: Forms 3/4/5, 8-K, NT · All filings on sec.gov
Insider activity in the last 12 months
Bought
$472K
Insiders who bought
4
Sold (not marked 10b5-1)
$0
Planned sales (10b5-1)
$0
Insider purchases and sales, last 12 months
| Traded | Type | What was filed | Source |
|---|---|---|---|
| Jul 28, 2026 | Purchase (code P) | James Shook (Director) bought 3,100 shares at $34.55 ($107K), reported as a purchase (code P). Holdings up 33% to 12,586 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Jul 30, 2026 |
| Aug 5, 2025 | Purchase (code P) Amended filing | Ronald R Schmalzle (Director) bought 600 shares indirectly (by retirement or benefit plan) at $24.35 ($15K), reported as a purchase (code P). Holdings by retirement or benefit plan up 2% to 27,068 shares. Not marked as a 10b5-1 plan trade. This amends a filing from Aug 5, 2025. | SEC filing Filed Jun 11, 2026 |
| May 26, 2026 | Purchase (code P) | Ronald R Schmalzle (Director) bought 700 shares indirectly (by retirement or benefit plan) at $30.19 ($21K), reported as a purchase (code P). Holdings by retirement or benefit plan up 3% to 27,168 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed May 27, 2026 |
| May 12, 2026 | Purchase (code P) | Andrew Forte (Director) bought 270 shares indirectly (by retirement or benefit plan) at $29.58 ($8K), reported as a purchase (code P). Holdings by retirement or benefit plan up 4% to 7,624 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed May 13, 2026 |
| May 5, 2026 | Purchase (code P) | Joseph W Carroll (Director) bought 672 shares directly and indirectly (by retirement or benefit plan) at about $29.45 ($20K), reported as a purchase (code P). Direct holdings up <1% to 41,694 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed May 6, 2026 |
| May 1, 2026 | Purchase (code P) | Joseph W Carroll (Director) bought 180 shares indirectly (by retirement or benefit plan) at $29.61 ($5K), reported as a purchase (code P). Holdings by retirement or benefit plan up 25% to 904 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed May 4, 2026 |
| Apr 30, 2026 | Purchase (code P) | James Shook (Director) bought 375 shares at $29.06 ($11K), reported as a purchase (code P). Holdings up 4% to 9,353 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed May 1, 2026 |
| Apr 30, 2026 | Purchase (code P) | John Martin McCaffery JR (CFO) bought 1,000 shares indirectly (by retirement or benefit plan) at $29.44 ($29K), reported as a purchase (code P). Holdings by retirement or benefit plan up 33% to 4,000 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Apr 30, 2026 |
| Apr 29, 2026 | Purchase (code P) | James O Donnelly (CEO and Director) bought 100 shares indirectly (by retirement or benefit plan) at $29.06 ($3K), reported as a purchase (code P). Holdings by retirement or benefit plan up 50% to 300 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Apr 30, 2026 |
| Jan 28, 2026 | Purchase (code P) | Joseph W Carroll (Director) bought 4,000 shares at about $28.13 ($113K), reported as a purchase (code P). Holdings up 11% to 41,503 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Jan 29, 2026 |
| Jan 28, 2026 | Purchase (code P) | James Shook (Director) bought 3,500 shares at $28.80 ($101K), reported as a purchase (code P). Holdings up 72% to 8,330 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Jan 28, 2026 |
| Jan 27, 2026 | Purchase (code P) | Joseph W Carroll (Director) bought 2,000 shares at $27.91 ($56K), reported as a purchase (code P). Holdings up 6% to 37,503 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Jan 28, 2026 |
| Jan 27, 2026 | Purchase (code P) | James O Donnelly (CEO and Director) bought 200 shares indirectly (by retirement or benefit plan) at $28.15 ($6K), reported as a purchase (code P). New position of 200 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Jan 28, 2026 |
| Oct 31, 2025 | Purchase (code P) | Kenneth A. Phillips (Director) bought 150 shares in 2 share classes at about $26.43 ($4K), reported as a purchase (code P). Holdings of Common Stock up 1% to 14,490 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Nov 4, 2025 |
124 routine transactions (such as grants, option exercises or tax withholding) are not listed.
Cluster buys
4 insiders bought in 30 days
$81K in purchases since Apr 30, 2026 · Purchases traded Apr 30, 2026 to May 26, 2026 · Closed
| Insider | Value | Traded | Source |
|---|---|---|---|
| John Martin McCaffery JR (CFO) | $29K | Apr 30, 2026 | SEC filing |
| James Shook (Director) | $11K | Apr 30, 2026 | SEC filing |
| Joseph W Carroll (Director) | $20K | May 5, 2026 | SEC filing |
| Ronald R Schmalzle (Director) | $21K | May 26, 2026 | SEC filing |
2 insiders bought in 30 days
$269K in purchases since Jan 27, 2026 · Purchases traded Jan 27, 2026 to Jan 28, 2026 · Closed
| Insider | Value | Traded | Source |
|---|---|---|---|
| Joseph W Carroll (Director) | $56K | Jan 27, 2026 | SEC filing |
| James Shook (Director) | $101K | Jan 28, 2026 | SEC filing |
| Joseph W Carroll (Director) | $113K | Jan 28, 2026 | SEC filing |
Red flags
No red flags in the last 12 months.
Key events
No key events in the last 12 months.
8-K filings, last 12 months
No 8-K filings in the last 12 months.
Red flags are objective triggers only: the item or form filed, never an opinion.
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