OCTIX insider buying and SEC filings, explained
Octagon XAI CLO Income Fund · CIK 2000645
Tracked: Forms 3/4/5, 8-K, NT · All filings on sec.gov
Insider activity in the last 12 months
Bought
$0
Insiders who bought
0
Sold (not marked 10b5-1)
$0
Planned sales (10b5-1)
$0
Insider purchases and sales, last 12 months
| Traded | Type | What was filed | Source |
|---|---|---|---|
| Jun 1, 2026 | Other purchase | Theodore J Brombach (CEO and Director) bought 300,000 5.75% Series 2027 Term Preferred Shares directly and indirectly (by entity) at $0.0000 ($0), reported as a purchase (code P). Direct holdings up 11% to 1,000,000 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Jun 10, 2026 |
| Jun 1, 2026 | Other purchase | John Yogi Spence (Adviser Personnel) bought 300,000 5.75% Series 2027 Term Preferred Shares directly and indirectly (by entity) at $0.0000 ($0), reported as a purchase (code P). Direct holdings up 11% to 1,000,000 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Jun 10, 2026 |
3 routine transactions (such as grants, option exercises or tax withholding) are not listed.
Cluster buys
No cluster buys in the last 12 months.
Red flags
No red flags in the last 12 months.
Key events
No key events in the last 12 months.
8-K filings, last 12 months
No 8-K filings in the last 12 months.
Red flags are objective triggers only: the item or form filed, never an opinion.
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