OPY insider buying and SEC filings, explained
Oppenheimer Holdings Inc. · CIK 791963
Tracked: Forms 3/4/5, 8-K, NT · All filings on sec.gov
Company profile
- Exchanges
- NYSE
- Industry (SIC)
- Security Brokers, Dealers & Flotation Companies
- State of incorporation
- DE
- Fiscal year end
- Dec 31
- Former names
- FAHNESTOCK VINER HOLDINGS INC
Insider activity in the last 12 months
Bought
$12K
Insiders who bought
1
Sold (not marked 10b5-1)
$424K
Planned sales (10b5-1)
$0
Insider purchases and sales, last 12 months
| Traded | Type | What was filed | Source |
|---|---|---|---|
| Mar 2, 2026 | Sale | DENNIS P McNAMARA (Secretary) sold 4,673 shares at $90.67 ($424K). Holdings down 19% to 20,177 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Mar 3, 2026 |
| Feb 28–Nov 28, 2025 | Purchase (code P) | Robert S Lowenthal (CEO and Director) bought 46 shares indirectly (by retirement or benefit plan) between Feb 28, 2025 and Nov 28, 2025 at about $66.88 ($3K), reported as a purchase (code P). Holdings by retirement or benefit plan up 1% to 4,273 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Feb 9, 2026 |
| Feb 28–Nov 28, 2025 | Purchase (code P) | Albert G. Lowenthal (Chair and Director) bought 178 shares indirectly (by retirement or benefit plan) between Feb 28, 2025 and Nov 28, 2025 at about $66.88 ($12K), reported as a purchase (code P). Holdings by retirement or benefit plan up 1% to 16,680 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Feb 9, 2026 |
15 routine transactions (such as grants, option exercises or tax withholding) are not listed.
Cluster buys
No cluster buys in the last 12 months.
Red flags
No red flags in the last 12 months.
Key events
No key events in the last 12 months.
8-K filings, last 12 months
| Filed | Items | Tag | Source |
|---|---|---|---|
| Nov 2, 2026, 11:26 AM ET 8-K | Reg FD disclosure (Item 7.01) | SEC filing | |
| Oct 30, 2026, 8:27 AM ET 8-K | Earnings released (Item 2.02) | SEC filing |
Red flags are objective triggers only: the item or form filed, never an opinion.
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